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FORD MOTOR CO — Director's Dealing 2011
Mar 7, 2011
30023_dirs_2011-03-07_f63ca94f-2d00-4391-a265-e44f6adcd87d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORD MOTOR CO (F)
CIK: 0000037996
Period of Report: 2011-03-03
Reporting Person: FORD WILLIAM CLAY JR (Director, Exec. Chairman and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-03 | Common Stock, $0.01 par value | A | 2870000 | — | Acquired | 5136114 | Direct |
| 2011-03-03 | Common Stock, $0.01 par value | F | 1170960 | $14.76 | Disposed | 3965154 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-03 | Employee Stock Option (Right to Buy) | $14.76 | A | 412735 | Acquired | 2021-03-02 | Common Stock, $0.01 par value (412735) | Direct |
| 2011-03-03 | Ford Stock Units | $ | A | 253742 | Acquired | Common Stock, $0.01 par value (253742) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 81457 | Indirect |
| Common Stock, $0.01 par value | 12412 | Indirect |
| Common Stock, $0.01 par value | 6245 | Indirect |
| Common Stock, $0.01 par value | 152594 | Indirect |
| Common Stock, $0.01 par value | 186964 | Indirect |
Footnotes
F1: These shares were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me.
F2: These shares were withheld by the Company to cover my income tax liability relating to a grant to me of Common Stock under the Company's 2008 Long-Term Incentive Plan.
F3: I disclaim beneficial ownership of these shares owned by my wife.
F4: I disclaim beneficial ownership of these shares held by my wife as custodian for one of my children.
F5: I am the trustee of these trusts for three of my children. I disclaim beneficial ownership of these shares.
F6: I am a trustee of the voting trust. As shown, it holds 186,964 shares of Common Stock for my benefit. I disclaim beneficial ownership of any other shares of Common Stock in said voting trust.
F7: This option was granted under the Company's 2008 Long-Term Incentive Plan without payment by me. The option is exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years.
F8: These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 3, 2013.