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Fold Holdings, Inc. — Director's Dealing 2021
Dec 22, 2021
33813_dirs_2021-12-22_4efff39d-6fba-4dd8-ac8d-d26e57f66a6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FTAC Emerald Acquisition Corp. (EMLDU)
CIK: 0001889123
Period of Report: 2021-12-20
Reporting Person: Hohns Andrew (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-20 | Class A Common Stock, par value $0.0001 | J | 10000 | — | Acquired | 10000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-20 | Class B Common Stock, par value $0.0001 | $ | J | 40000 | Acquired | Class A Common Stock (40000) | Indirect | |
| 2021-12-20 | Class B Common Stock, par value $0.0001 | $ | J | 100000 | Acquired | Class A Common Stock (100000) | Indirect |
Footnotes
F1: The Reporting Person is a member of Emerald ESG Sponsor, LLC ("Sponsor") and Emerald ESG Advisors, LLC ("Advisors"). Sponsor holds Units and Class B Common Stock of the Issuer and Advisors holds Class B Common Stock of the Issuer.
F2: Allocated to the Reporting Person as a member of each of Sponsor and Advisors, as applicable, in connection with an investment made by the Reporting Person in each of Sponsor and Advisors, as applicable.
F3: Each Unit consists of one share of the Issuer's Class A Common Stock and one-half of one redeemable warrant, as described under the heading "Description of Securities - Units - Placement Units" in the Issuer's registration statement on Form S-1 (File No. 333-261254).
F4: The Class B Common Stock will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the Issuer's charter documents and has no expiration date.
F5: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for any other purpose.
F6: 20,000 shares of Class B Common Stock of the Issuer was allocated to the Reporting Person as a member of Advisors for service on the Issuer's Board of Directors.