FOCUS UNIVERSAL INC. — Director's Dealing 2021

Mar 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FOCUS UNIVERSAL INC. (FCUV)
CIK: 0001590418
Period of Report: 2021-01-07

Reporting Person: Lee Edward Shihai (Director, President and Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-07	Common stock	G	142800	—	Disposed	6657200	Direct
2021-01-07	Common stock	G	142800	—	Acquired	1701800	Indirect
2021-02-01	Common stock	G	125000	—	Disposed	6532200	Direct
2021-02-01	Common stock	G	125000	—	Acquired	1826800	Indirect
2021-02-04	Common stock	G	125000	—	Disposed	6407200	Direct
2021-02-04	Common stock	G	125000	—	Acquired	1951800	Indirect
2021-02-10	Common stock	G	125000	—	Disposed	6282200	Direct
2021-02-10	Common stock	G	125000	—	Acquired	2076800	Indirect
2021-02-10	Common stock	G	125000	—	Disposed	6157200	Direct
2021-02-10	Common stock	G	125000	—	Acquired	125000	Indirect
2021-02-10	Common stock	G	125000	—	Disposed	6032200	Direct
2021-02-10	Common stock	G	125000	—	Acquired	125000	Indirect
2021-03-01	Common stock	G	250000	—	Disposed	5782200	Direct
2021-03-01	Common stock	G	250000	—	Acquired	375000	Indirect
2021-03-01	Common stock	G	250000	—	Disposed	5532200	Direct
2021-03-01	Common stock	G	250000	—	Acquired	375000	Indirect
2021-03-03	Common stock	G	375000	—	Disposed	5157200	Direct
2021-03-03	Common stock	G	375000	—	Acquired	2451800	Indirect

Footnotes

F1: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated January 7, 2021.

F2: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 1, 2021.

F3: The The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 4, 2021.

F4: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 10, 2021.

F5: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

F6: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

F7: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

F8: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

F9: The Reporting Person transferred 375,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated March 3, 2021.