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FOCUS UNIVERSAL INC. — Director's Dealing 2021
Mar 11, 2021
34893_dirs_2021-03-10_8d9e5b69-345e-4625-a194-d590bdc92bcb.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: FOCUS UNIVERSAL INC. (FCUV)
CIK: 0001590418
Period of Report: 2020-12-31
Reporting Person: Lee Edward Shihai (Director, President and Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-24 | Common Stock | G | 759000 | — | Acquired | 1559000 | Indirect |
| 2020-09-24 | Common Stock | G | 759000 | — | Disposed | 6841000 | Direct |
| 2020-09-24 | Common Stock | G | 41000 | — | Disposed | 6800000 | Direct |
Footnotes
F1: The Reporting Person transferred 759,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated September 24, 2020.
F2: The Reporting Person donated 41,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund dated September 24, 2020.
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