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FNB CORP/PA/ — Director's Dealing 2003
Apr 4, 2003
30946_dirs_2003-04-04_b9721600-a475-4be5-879a-c1c3661603be.zip
Director's Dealing
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4 1 g81831de4.htm EDWARD J. MACE Edward J. Mace PAGEBREAK
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
o Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b)
| 1. | 2. | Issuer Name and Ticker or Trading Symbol | I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) | ||||
|---|---|---|---|---|---|---|---|
| Mace, Edward J. | F.N.B. Corporation (FBAN) | ###-##-#### | |||||
| 720 Goodlette Road North Suite 202 | 4. | Statement for (Month/Day/Year) | 5. | If Amendment, Date of Original (Month/Day/Year) | |||
| 04/02/2003 | |||||||
| (Street) | 6. | Relationship of Reporting Person(s) to Issuer (Check All Applicable) | 7. | Individual or Joint/Group Filing (Check Applicable Line) | |||
| Naples, FL 34102 (City) (State) (Zip) | x | Director | o | 10% Owner | x | Form filed by One Reporting Person | |
| o | Officer (give title below) | o | Form filed by More than One Reporting Person | ||||
| o | Other (specify below) |
| Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. |
|---|---|
| * | If the form is filed by more than one reporting person, see instruction 4(b)(v). |
1 of 3 PAGEBREAK
| Title of Security (Instr. 3) | Transaction Code (Instr. 8) | 4. | Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. | Amount of Securities Beneficially Owned Following Reported Transactions(s) (Instr. 3 and 4) | Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | Nature of Indirect Beneficial Ownership (Instr. 4) | |
|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) | Price | ||||
| COMMON | 72248.000 | I | RIBEK CORP | |||||
| COMMON | 513.6545 (1) | I | NOMINEE NAME | |||||
| COMMON | 590.632 (2) | I | BY TRUST (DEFERRED PLAN) | |||||
| COMMON | 136.060 (3) | I | CUST. FOR NICHOLAS MACE | |||||
| COMMON | 136.060 (3) | I | CUST. FOR SPENCER MACE | |||||
| COMMON | 136.060 (3) | I | CUST. FOR TREVOR MACE |
Page 2 PAGEBREAK
| Title of Derivative Security (Instr. 3) | Conversion or Exercise Price of Derivative Security | Transaction Date (Month/Day/Year) | Transaction Code (Instr. 8) | 5. | Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | |
|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | |||
| STOCK OPTIONS (GRANTED 01/24/1999) | 21.03 | (4) | ||||
| STOCK OPTIONS (GRANTED 04/29/1999) | 19.80 | (4) | ||||
| STOCK OPTIONS (GRANTED 01/23/2000) | 20.22 | (4) | ||||
| STOCK OPTIONS (GRANTED 01/22/2001) | 20.66 | (4) | ||||
| STOCK OPTIONS (GRANTED 01/20/2002) | 25.62 | (4) | ||||
| STOCK OPTIONS (GRANTED 01/20/2003) | 27.22 | (4) |
Page 3 PAGEBREAK
| Date Exercisable and Expiration Date (Month/Day/Year) | 7. | Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. | Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
|---|---|---|---|---|---|
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||
| 01/25/2000 | 01/24/2009 | COMMON STOCK | 1541 | 1541 | D |
| 04/30/2000 | 04/29/2009 | COMMON STOCK | 408 | 408 | D |
| 01/24/2001 | 01/23/2010 | COMMON STOCK | 1355 | 1355 | D |
| 01/23/2002 | 01/22/2011 | COMMON STOCK | 1407 | 1407 | D |
| 01/21/2003 | 01/20/2012 | COMMON STOCK | 1378 | 1378 | D |
| 01/21/2004 | 01/20/2013 | COMMON STOCK | 2596 | 2596 | D |
Explanation of Responses:
(1) Includes 4.021 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
(2) Shares held in trust and deferred under the F.N.B. Corporation Directors' Compensation Plan. Includes 4.624 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
(3) Includes 1.065 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
(4) No activity since date of last report; included solely to represent current beneficial ownership.
**Signature of Reporting Person Date
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
|---|---|
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Page 4 PAGEBREAK
| OMB APPROVAL |
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| OMB Number: 3235-0287 |
| Expires: January 31, 2005 |
| Estimated average burden hours per response...0.5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
o Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b)
| 1. | 2. | Issuer Name and Ticker or Trading Symbol | I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) | ||||
|---|---|---|---|---|---|---|---|
| Mace, Edward J. | F.N.B. Corporation (FBAN) | ###-##-#### | |||||
| 720 Goodlette Road North Suite 202 | 4. | Statement for (Month/Day/Year) | 5. | If Amendment, Date of Original (Month/Day/Year) | |||
| 04/02/2003 | |||||||
| (Street) | 6. | Relationship of Reporting Person(s) to Issuer (Check All Applicable) | 7. | Individual or Joint/Group Filing (Check Applicable Line) | |||
| Naples, FL 34102 (City) (State) (Zip) | x | Director | o | 10% Owner | x | Form filed by One Reporting Person | |
| o | Officer (give title below) | o | Form filed by More than One Reporting Person | ||||
| o | Other (specify below) |
| Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. |
|---|---|
| * | If the form is filed by more than one reporting person, see instruction 4(b)(v). |
2 of 3 PAGEBREAK
| Title of Security (Instr. 3) | Transaction Code (Instr. 8) | 4. | Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. | Amount of Securities Beneficially Owned Following Reported Transactions(s) (Instr. 3 and 4) | Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | Nature of Indirect Beneficial Ownership (Instr. 4) | |
|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) | Price | ||||
| COMMON | 33.0416 (1) | I | NOMINEE CUST FOR NICHOLAS MACE | |||||
| COMMON | 33.0416 (1) | I | NOMINEE CUST FOR SPENCER MACE | |||||
| COMMON | 33.0416 (1) | I | NOMINEE CUST FOR TREVOR MACE | |||||
| COMMON | 2244.990 (2) | I | TRUSTEE FOR JUDITH BECKLER | |||||
| COMMON | 2244.990 (2) | I | TRUSTEE FOR SARAH BECKLER | |||||
| COMMON | 2244.990 (2) | I | TRUSTEE FOR WILLIAM BECKLER | |||||
| COMMON | 25688.0000 | I | TRUSTEE RIBEK CORP PENSION |
Page 2 PAGEBREAK
| Transaction Code (Instr. 8) | 5. | Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | |
|---|---|---|---|
| Code | V | (A) | (D) |
Page 3 PAGEBREAK
| Date Exercisable and Expiration Date (Month/Day/Year) | 7. | Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. |
|---|---|---|---|
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses:
(1) Includes 0.259 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
(2) Includes 17.576 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
**Signature of Reporting Person Date
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
|---|---|
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Page 4 PAGEBREAK
| OMB APPROVAL |
|---|
| OMB Number: 3235-0287 |
| Expires: January 31, 2005 |
| Estimated average burden hours per response...0.5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
o Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b)
| 1. | 2. | Issuer Name and Ticker or Trading Symbol | I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) | ||||
|---|---|---|---|---|---|---|---|
| Mace, Edward J. | F.N.B. Corporation (FBAN) | ###-##-#### | |||||
| 720 Goodlette Road North Suite 202 | 4. | Statement for (Month/Day/Year) | 5. | If Amendment, Date of Original (Month/Day/Year) | |||
| 04/02/2003 | |||||||
| (Street) | 6. | Relationship of Reporting Person(s) to Issuer (Check All Applicable) | 7. | Individual or Joint/Group Filing (Check Applicable Line) | |||
| Naples, FL 34102 (City) (State) (Zip) | x | Director | o | 10% Owner | x | Form filed by One Reporting Person | |
| o | Officer (give title below) | o | Form filed by More than One Reporting Person | ||||
| o | Other (specify below) |
| Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. |
|---|---|
| * | If the form is filed by more than one reporting person, see instruction 4(b)(v). |
3 of 3 PAGEBREAK
| Title of Security (Instr. 3) | Transaction Date (Month/Day/Year) | Transaction Code (Instr. 8) | 4. | Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. | Amount of Securities Beneficially Owned Following Reported Transactions(s) (Instr. 3 and 4) | Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | Nature of Indirect Beneficial Ownership (Instr. 4) | |
|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) | Price | |||||
| COMMON | 12477.000 | D | |||||||
| COMMON | 286.000 | D | JOINTLY W/ MOTHER | ||||||
| COMMON | 422.000 | D | |||||||
| COMMON | 04/02/2003 | A | 71.371 | A | 28.0225 | 4595.712 (1) | D |
Page 2 PAGEBREAK
| Transaction Code (Instr. 8) | 5. | Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | |
|---|---|---|---|
| Code | V | (A) | (D) |
Page 3 PAGEBREAK
| Date Exercisable and Expiration Date (Month/Day/Year) | 7. | Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. |
|---|---|---|---|
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses:
(1) Shares acquired under the F.N.B. Corporation Directors' Compensation Plan. Includes 35.422 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
| /s/ Edward J. Mace | 04/03/2003 |
|---|---|
| **Signature of Reporting Person | Date |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
|---|---|
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Page 4