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FLUSHING FINANCIAL CORP — Director's Dealing 2013
Aug 1, 2013
10166_dirs_2013-08-01_72a3a53b-1fdb-4dad-9450-4d58ac3f39ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUSHING FINANCIAL CORP (FFIC)
CIK: 0000923139
Period of Report: 2013-07-30
Reporting Person: Fry David W (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-30 | Common Stock | M | 10000 | $16.77 | Acquired | 90409 | Direct |
| 2013-07-30 | Common Stock | M | 5000 | $17.88 | Acquired | 95409 | Direct |
| 2013-07-31 | Common Stock | M | 10000 | $16.44 | Acquired | 105409 | Direct |
| 2013-07-30 | Common Stock | M | 10000 | $16.65 | Acquired | 115409 | Direct |
| 2013-07-30 | Common Stock | F | 32274 | $19.17 | Disposed | 83135 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-30 | Employee Stock Option Exercise (Right to buy) | $16.77 | M | 10000 | Disposed | 2014-06-14 | Common Stock (10000) | Direct |
| 2013-07-30 | Employee Stock Option Exercise (Right to buy) | $17.88 | M | 5000 | Disposed | 2015-06-20 | Common Stock (5000) | Direct |
| 2013-07-30 | Employee Stock Option Exercise (Right to buy) | $16.44 | M | 10000 | Disposed | 2016-06-19 | Common Stock (10000) | Direct |
| 2013-07-30 | Employee Stock Option Exercise (Right to buy) | $16.65 | M | 10000 | Disposed | 2017-06-18 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 23928 | Indirect |
Footnotes
F1: Stock option exercise from June 15, 2004 grant. Options became exercisable on December 21, 2004.
F2: Stock option exercise from June 21, 2005 grant. Options became exercisable on December 21, 2005.
F3: Stock option exercise from June 20, 2006 grant. Options became exercisable in five equal installments beginning on the first anniversary of the date of grant.
F4: Stock option exercise from June 19, 2007 grant. Options became exercisable in five equal installments beginning on the first anniversary of the date of grant.
F5: Shares withheld to satisfy option price and taxes.
F6: Shares held in FB 401k Savings Plan a/o 8/1/13.