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Fluent, Inc. — Regulatory Filings 2012
Sep 20, 2012
34456_ffr_2012-09-20_f3004b03-206b-4c78-85ab-1a4c10272324.zip
Regulatory Filings
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6-K 1 form6k.htm 6-K September 20, 2012 6K DOC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
September 19, 2012
Commission File Number: 001-33800
| SearchMedia Holdings Limited ----------------------------------- |
|---|
| (Translation of registrant's name into |
| English) |
| Cayman Islands ----------------------------------- |
| (Jurisdiction of incorporation or |
| organization) |
| Room 902 and 903, 500 Weihai Road, Jing An District, Shanghai, China 200041 ----------------------------------- (Address of principal executive |
| office) |
| Indicate by check mark whether the registrant |
| files or will file annual reports under cover of Form 20-F or Form 40-F: [ x ] Form 20-F [ ] Form 40-F |
| Indicate by check mark if the registrant is |
| submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ] |
| Indicate by check mark if the registrant is |
| submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ] |
| Indicate by check mark whether the registrant |
| by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to |
| Rule 12g3-2(b) under the Securities Exchange Act of 1934: [ ] Yes [ x ] No |
| If "Yes" is marked, indicate below the file |
| number assigned to the registrant in connection with Rule 12g3-2(b): n/a |
On September 19, 2012, SearchMedia Holdings Limited, a Cayman Islands corporation (the "Company"), closed on the second tranche of its previously announced stock purchase agreement (the "Stock Purchase Agreement") with certain accredited investors (the "Investors"), pursuant to which the Company sold in a PIPE transaction (the "PIPE Transaction") an aggregate of an additional 855,000 shares of the Company's common stock, par value $0.0001 per share (the "Shares"), at a price per share of $1.00. The Company previously closed on the first tranche of 6.1 million shares with a per share price of $1.00 per share on August 17, 2012. The terms and conditions of the Stock Purchase Agreement include standard representations and warranties.
The offering and sale of the Shares were exempt from registration under Section 4(2) of the Securities Act of 1933, as amended (the "Securities Act"), and Rule 506 of Regulation D promulgated thereunder. The Shares have not been registered under the Securities Act or any state securities laws and may not be offered or sold in the United States absent registration with the Securities and Exchange Commission or an applicable exemption from the registration requirements. The sale of the securities did not involve a public offering and was made without general solicitation or general advertising. The Investors represented that they are accredited investors, as such term is defined in Rule 501(a) of Regulation D under the Securities Act, and that they acquired the Shares for investment purposes only and not with a view to any resale, distribution or other disposition of the Shares in violation of the United States federal securities laws.
This Form 6-K is being incorporated by reference into the Registrant's Form F-3 Registration Statement File No. 333-176634.
SIGNATURES
| Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto
| duly authorized. | ||
|---|---|---|
| SearchMedia Holdings | ||
| Limited | ||
| Date: September 20, 2012 | By: | Peter W. H. Tan |
| Name: | Peter W. H. Tan | |
| Title: | Chief Executive | |
| Officer |