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Fluent, Inc. — Director's Dealing 2025
May 20, 2025
34456_dirs_2025-05-19_341563bb-a8ea-41e6-9903-15b0f67208b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2025-05-15
Reporting Person: GEYGAN JAMES (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-05-19 | Common Stock | J | 8104 | — | Disposed | 3049085 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-05-15 | Pre-Funded Warrants | $0.0005 | A | 11366 | Acquired | Common Stock (11366) | Direct | |
| 2025-05-15 | Warrants | $2.2 | A | 11366 | Acquired | Common Stock (11366) | Direct | |
| 2025-05-15 | Pre-Funded Warrants | $0.0005 | A | 67059 | Acquired | Common Stock (67059) | Indirect | |
| 2025-05-15 | Warrants | $2.2 | A | 67059 | Acquired | Common Stock (67059) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18599 | Direct |
Footnotes
F1: As of May 19, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein.
F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). The reporting person is the CEO and President of GVIC. These securities may be deemed to be beneficially owned by GVIC because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals, and by the reporting person because he exercises significant managerial control over GVIC. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: The Pre-Funded Warrants will be exercisable after stockholder approval of the offering of the Pre-Funded Warrants.
F4: The Pre-Funded Warrants will terminate when exercised in full.
F5: The Warrants will be exercisable after stockholder approval of the offering of the Warrants.
F6: The Warrants will expire three years from the date of issuance.