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Fluent, Inc. — Director's Dealing 2025
Jul 4, 2025
34456_dirs_2025-07-03_113fec91-32bb-4317-8b70-f84e38e2a6a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2025-06-24
Reporting Person: Conlin Matthew (Director, Chief Customer Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-06-24 | Common Stock | M | 172771 | $0.0005 | Acquired | 1773935 | Direct |
| 2025-06-24 | Common Stock | J | 46 | $0.0005 | Disposed | 1773889 | Direct |
| 2025-06-24 | Common Stock | M | 86385 | $0.0005 | Acquired | 211424 | Indirect |
| 2025-06-24 | Common Stock | J | 23 | $0.0005 | Disposed | 211401 | Indirect |
| 2025-06-24 | Common Stock | M | 689972 | $0.0005 | Acquired | 2463861 | Direct |
| 2025-06-24 | Common Stock | J | 184 | $0.0005 | Disposed | 2463677 | Direct |
| 2025-06-24 | Common Stock | M | 229990 | $0.0005 | Acquired | 441391 | Indirect |
| 2025-06-24 | Common Stock | J | 60 | $0.0005 | Disposed | 441331 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-06-24 | Pre-Funded Warrant | $0.0005 | M | 172771 | Disposed | Common Stock (172771) | Direct | |
| 2025-06-24 | Pre-Funded Warrant | $0.0005 | M | 86385 | Disposed | Common Stock (86385) | Indirect | |
| 2025-06-24 | Pre-Funded Warrant | $0.0005 | M | 689972 | Disposed | Common Stock (689972) | Direct | |
| 2025-06-24 | Pre-Funded Warrant | $0.0005 | M | 229990 | Disposed | Common Stock (229990) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 333334 | Indirect |
| Common Stock | 60175 | Indirect |
Footnotes
F1: The Reporting Person exercised the pre-funded warrants on a cashless basis.
F2: The Reporting Person is the Co-Trustee of the Conlin Family Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.
F3: The Reporting Person is a Member of RSMC Partners, LLC.
F4: The Reporting Person disclaims ownership of these securities and this report shall not be deemed an admission that the Reporting Person owns such securities for purposes of Section 16 or for other purposes
F5: The Pre-Funded Warrants became immediately exercisable after stockholder approval of the offering of the Issuer's Pre-Funded Warrants, which approval was obtained on June 18, 2025.
F6: The Pre-Funded Warrants terminated when exercised in full. The Pre-Funded Warrants were exercised on June 24, 2025.