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Fluent, Inc. — Director's Dealing 2024
Sep 11, 2024
34456_dirs_2024-09-11_891f5195-d01f-4759-b541-760a031651ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2024-09-09
Reporting Person: Perfit Ryan MacNab (Interim CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-09 | Common Stock | A | 25000 | — | Acquired | 70596 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-09-09 | Option | $2.75 | A | 120000 | Acquired | 2034-09-09 | Common Stock (120000) | Direct |
Footnotes
F1: The restricted stock units were issued pursuant to the Issuer's 2022 Omnibus Equity Incentive Plan (the "Plan") and vest in three equal annual installments with the first tranche vesting on September 1, 2025.
F2: The options ("Options") were issued pursuant to the Plan and vest as follows: (i) one-half of the Options vest when the average closing price of the Issuer's common stock is equal to three times the exercise price of the Option for a period of ten consecutive trading days and (ii) the balance, or one-half of the Options vest when the average closing price of the Issuer's common stock is equal to five times the exercise price of the Option for a period of ten consecutive trading days.