AI assistant
Fluent, Inc. — Director's Dealing 2024
Jul 17, 2024
34456_dirs_2024-07-17_e64ce1da-da6b-41f6-a1ae-1c32c9b6d95c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2024-07-17
Reporting Person: Conlin Matthew (Director, Chief Customer Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-17 | Common Stock | M | 487589 | $0.0005 | Acquired | 1601164 | Direct |
| 2024-07-17 | Common Stock | M | 73877 | $0.0005 | Acquired | 125039 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-17 | Pre-Funded Warrant | $0.0005 | M | 487589 | Disposed | Common Stock (487589) | Direct | |
| 2024-07-17 | Pre-Funded Warrant | $0.0005 | M | 73877 | Disposed | Common Stock (73877) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 333334 | Indirect |
| Common Stock | 60175 | Indirect |
Footnotes
F1: The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.
F2: The Reporting Person is a Member of RSMC Partners, LLC.
F3: The Reporting Person disclaims ownership of these securities and this report shall not be deemed an admission that the Repotting Person owns such securities for purposes of Section 16 or for other purposes.
F4: The Pre-Funded Warrants became immediately exercisable after stockholder approval of the offering of the Issuer's Pre-Funded Warrants, which approval was obtained on July 2, 2024. The binding agreements for the transactions were entered into on May 13, 2024.
F5: The Pre-Funded Warrants will terminate when exercised in full.