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Fluent, Inc. Director's Dealing 2024

Jul 17, 2024

34456_dirs_2024-07-17_e64ce1da-da6b-41f6-a1ae-1c32c9b6d95c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2024-07-17

Reporting Person: Conlin Matthew (Director, Chief Customer Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-07-17 Common Stock M 487589 $0.0005 Acquired 1601164 Direct
2024-07-17 Common Stock M 73877 $0.0005 Acquired 125039 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-07-17 Pre-Funded Warrant $0.0005 M 487589 Disposed Common Stock (487589) Direct
2024-07-17 Pre-Funded Warrant $0.0005 M 73877 Disposed Common Stock (73877) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 333334 Indirect
Common Stock 60175 Indirect

Footnotes

F1: The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.

F2: The Reporting Person is a Member of RSMC Partners, LLC.

F3: The Reporting Person disclaims ownership of these securities and this report shall not be deemed an admission that the Repotting Person owns such securities for purposes of Section 16 or for other purposes.

F4: The Pre-Funded Warrants became immediately exercisable after stockholder approval of the offering of the Issuer's Pre-Funded Warrants, which approval was obtained on July 2, 2024. The binding agreements for the transactions were entered into on May 13, 2024.

F5: The Pre-Funded Warrants will terminate when exercised in full.