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Fluent, Inc. — Director's Dealing 2024
Jul 18, 2024
34456_dirs_2024-07-17_e3ef4e31-d8bb-4767-9129-9d55578d5282.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2024-07-17
Reporting Person: Patrick Donald Huntley (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-17 | Common Stock | M | 29551 | $0.0005 | Acquired | 349313 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-17 | Pre-Funded Warrant | $0.0005 | M | 29551 | Disposed | Common Stock (29551) | Direct |
Footnotes
F1: The Pre-Funded Warrants became immediately exercisable after stockholder approval of the offering of the Issuer's Pre-Funded Warrants, which approval was obtained on July 2, 2024. The binding agreement for the transaction was entered into on May 13, 2024.
F2: The Pre-Funded Warrants will terminate when exercised in full.
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