AI assistant
Fluent, Inc. — Director's Dealing 2024
Jul 11, 2024
34456_dirs_2024-07-11_2114f5f4-465d-4a33-a3a3-b41c28682995.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2024-07-09
Reporting Person: Schulke Ryan (Director, Chief Strategy Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-09 | Common Stock | M | 1743499 | $0.0005 | Acquired | 2941164 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-09 | Pre-Funded Warrant | $0.0005 | M | 1743499 | Disposed | Common Stock (1743499) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20208 | Indirect |
| Common Stock | 149690 | Indirect |
| Common Stock | 333334 | Indirect |
| Common Stock | 103027 | Indirect |
Footnotes
F1: The Reporting Person is the Trustee of the 2020 GRAT.
F2: The Reporting Person is the Grantor of the 2022 GRAT.
F3: The Reporting Person is a member of RSMC Partners LLC.
F4: The reporting person is the Co-Trustee of The Schulke Inn Family Foundation Trust.
F5: The Pre-Funded Warrants became immediately exercisable after stockholder approval of the offering of the Issuer's Pre-Funded Warrants, which approval was obtained on July 2, 2024. The binding agreement for the transaction was entered into on May 13, 2024.
F6: The Pre-Funded Warrants will terminate when exercised in full.