AI assistant
Fluent, Inc. — Director's Dealing 2023
Jun 26, 2023
34456_dirs_2023-06-26_42b592d9-220b-4e3a-a0e3-cdbd39a40e8b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2022-10-03
Reporting Person: Patrick Donald Huntley (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-03 | Common Stock | A | 459500 | — | Acquired | 929500 | Direct |
| 2023-03-24 | Common Stock | A | 459500 | — | Acquired | 1389000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $4.7200 | 2029-02-01 | Common Stock (396000) | 396000 | Direct |
Footnotes
F1: The shares of common stock were issued pursuant to the Issuer's 2022 Omnibus Equity Incentive Plan (the "2022 Plan") and vest in three equal annual installments with the first installment vesting on March 1, 2023 subject to the Reporting Person's continued service.
F2: This filing corrects the original filing which incorrectly reported the number of shares of common stock owned by the Reporting Person. This error is reflected in the Form 4 filed by the Reporting Person on May 18, 2023.
F3: The shares of common stock were issued pursuant to the Issuer's 2022 Plan and vest in three equal annual installments with the first installment vesting on March 1, 2024 subject to the Reporting Person's continued service.
F4: 50% of the Stock Option grants vested on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days.