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Fluent, Inc. — Director's Dealing 2023
Nov 28, 2023
34456_dirs_2023-11-27_8221bd6e-a065-481a-b83a-f0f2a7e77010.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2023-11-22
Reporting Person: Conlin Matthew (Director, Chief Customer Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-22 | Common Stock | P | 5000 | $0.512 | Acquired | 177570 | Indirect |
| 2023-11-24 | Common Stock | P | 3800 | $0.5098 | Acquired | 181370 | Indirect |
| 2023-11-27 | Common Stock | P | 3700 | $0.5095 | Acquired | 185070 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2000000 | Indirect |
| Common Stock | 6252450 | Direct |
| Common Stock | 429000 | Indirect |
| Common Stock | 361050 | Indirect |
Footnotes
F1: The Reporting Person is a Member of RSMC Partners, LLC.
F2: The Reporting Person is the Trustee of the 2022 GRAT and in such capacity has the right to vote and dispose of the securities held by such trust.
F3: The Reporting Person disclaims ownership of these securities and this report shall not be deemed an admission that the Repotting Person owns such securities for purposes of Section 16 or for other purposes.
F4: The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.
F5: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.4926 to $0.5385. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.
F6: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.5040 to $0.510. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.
F7: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.4800 to $0.5390. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.