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Fluent, Inc. — Director's Dealing 2023
Dec 13, 2023
34456_dirs_2023-12-13_41ea36be-1cbb-4a34-b031-48e382157488.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2023-12-11
Reporting Person: Patrick Donald Huntley (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-11 | Common Stock | A | 15000 | $4.90 | Acquired | 1408800 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $4.7200 | 2029-02-01 | Common Stock (396000) | 396000 | Direct |
Footnotes
F1: The price listed in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.480 to $0.490, inclusive. The Reporting Person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: 50% of the Stock Option grants vested on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days.