AI assistant
Fluent, Inc. — Director's Dealing 2022
Aug 16, 2022
34456_dirs_2022-08-16_ca0aaeab-075e-4937-a3c7-6f450b9965d2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2022-08-12
Reporting Person: Schulke Ryan (Director, Chief Strategy Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-12 | Common Stock | P | 100000 | $1.70460 | Acquired | 232500 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6800368 | Direct |
| Common Stock | 80000 | Direct |
| Common Stock | 50000 | Direct |
| Common Stock | 550000 | Direct |
| Common Stock | 2000000 | Indirect |
| Common Stock | 725001 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These share were bought in multiple transactions at prices ranging from $1.66 to $1.75, inclusive. The reporting person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: Represents 80,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on March 20, 2018, which vested in three equal annual installments, beginning on March 1, 2019.
F3: The Reporting Person has elected to defer delivery of these vested RSUs until the Reporting Person's separation of service from the Company or death or disability
F4: Represents 50,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on April 13, 2017, which vested in three approximately equal installments beginning on February 1, 2018.
F5: Represents 550,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on December 8, 2015, subject to stockholder approval, which was obtained on June 1, 2016. These RSUs vested subject to certain time and performance conditions, all of which were met as of January 1, 2019.