Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Fluent, Inc. Director's Dealing 2022

Aug 17, 2022

34456_dirs_2022-08-17_c8a9f2b5-b4c1-4c8c-9378-2488646eff90.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2022-08-15

Reporting Person: Conlin Matthew (Director, Chief Customer Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-08-15 Common Stock P 40000 $1.69530 Acquired 357570 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5499216 Direct
Common Stock 80000 Direct
Common Stock 50000 Direct
Common Stock 550000 Direct
Common Stock 2000000 Indirect
Common Stock 106125 Indirect
Common Stock 557159 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These share were bought in multiple transactions at prices ranging from $1.65 to $1.70, inclusive. The reporting person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: Represents 80,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on March 20, 2018, which vested in three equal annual installments, beginning on March 1, 2019.

F3: The Reporting Person has elected to defer delivery of the vested RSUs until the Reporting Person's separation of service from the Company or a Change of Control.

F4: Represents 50,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on April 13, 2017, which vested in three approximately equal installments beginning on February 1, 2018.

F5: Represents 550,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on December 8, 2015, subject to stockholder approval, which was obtained on June 1, 2016. These RSUs vested subject to certain time and performance conditions, all of which were met as of January 1, 2019.