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Fluent, Inc. — Director's Dealing 2021
Dec 3, 2021
34456_dirs_2021-12-03_d626c7f2-aaa2-4027-81dc-00f8d135ad5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2021-12-01
Reporting Person: Patrick Donald Huntley (Interim CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | P | 10000 | $1.80360 | Acquired | 257916 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 168750 | Direct |
| Common Stock | 33334 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $4.7200 | 2029-02-01 | Common Stock (396000) | 396000 | Direct |
Footnotes
F1: On December 1, 2021, the Reporting Person purchased 10,000 shares of common stock at an average price per share of $1.80356. The highest price per share was $1.82 and the lowest price per share was $1.75.
F2: On February 1, 2019, the Reporting Person received a grant of 225,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in four equal annual installments, beginning on February 1, 2021. The 56,250 shares which vested on February 1, 2021 are included in the total shares.
F3: On March 1, 2020, the Reporting Person received a grant of 50,000 RSUs under the Issuer's 2018 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on March 1, 2021. The 16,666 shares which vested on March 1, 2021 are included in the total shares.
F4: 50% of the Stock Option Grants vested on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days.