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Fluent, Inc. — Director's Dealing 2020
Apr 10, 2020
34456_dirs_2020-04-10_733d8338-7789-472d-8569-2b3032b8486e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2020-03-01
Reporting Person: Patrick Donald Huntley (COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-01 | Common Stock | A | 50000 | — | Acquired | 50000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 181667 | Direct |
| Common Stock | 25000 | Direct |
| Common Stock | 8333 | Direct |
| Common Stock | 25000 | Direct |
| Common Stock | 225000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $4.7200 | 2029-02-01 | Common Stock (396000) | 396000 | Direct |
Footnotes
F1: On March 1, 2020, the Reporting Person received a grant of 50,000 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on March 1, 2021.
F2: On March 20, 2018, the Reporting Person received a grant of 25,000 RSUs under the Issuer's 2015 Stock Incentive Plan. The RSUs will vest on February 1, 2021.
F3: Also on March 20, 2018, the Reporting Person received a grant of 8,333 RSUs under the Issuer's 2015 Stock Incentive Plan. The RSUs will vest on March 1, 2021.
F4: On March 27, 2018, the Reporting Person received a grant of 25,000 deferred stock units under the Issuer's Stock Incentive Plan, which vest immediately but with delivery of the underlying shares on March 27, 2021, which delivery may be ended if the Reporting Person is terminated for cause.
F5: On February 1, 2019, the Reporting Person received a grant of 225,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in four equal annual installments, beginning on February 1, 2021.
F6: 50% of the Stock Option Grants vested on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days.