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Fluent, Inc. — Director's Dealing 2018
May 18, 2018
34456_dirs_2018-05-17_e2362136-819c-4d5f-b8c8-a05626d624bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2018-05-11
Reporting Person: Patrick Donald Huntley (COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-11 | Common Stock | P | 50000 | $2.3995 | Acquired | 50000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 75000 | Direct |
| Common Stock | 75000 | Direct |
| Common Stock | 25000 | Direct |
Footnotes
F1: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.40; the lowest price at which a purchase was made is $2.375.
F2: On March 27, 2018, the Reporting Person received a grant of 75,000 deferred stock units under the Issuer's Stock Incentive Plan, which vest immediately but with delivery of the underlying shares in three annual installments commencing on March 27, 2019, which delivery may be ended if the Reporting Person is terminated for cause.
F3: On March 20, 2018, the Reporting Person received a grant of 75,000 restricted stock units ("RSUs") under the Issuer's 2015 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on February 1, 2019.
F4: Also on March 20, 2018, the Reporting Person received a grant of 25,000 RSUs under the Issuer's 2015 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on March 1, 2019.