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Fluent, Inc. — Director's Dealing 2018
Aug 15, 2018
34456_dirs_2018-08-15_0fb8776f-13fd-4d7e-bdff-11157bc643fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluent, Inc. (FLNT)
CIK: 0001460329
Period of Report: 2018-08-13
Reporting Person: Brauser Michael (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-13 | Common Stock | S | 150000 | $2.40 | Disposed | 4314895 | Direct |
| 2018-08-15 | Common Stock | S | 200000 | $2.30 | Disposed | 4114895 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1968945 | Indirect |
| Common Stock | 1373646 | Indirect |
| Common Stock | 8130 | Indirect |
| Common Stock | 18137 | Indirect |
Footnotes
F1: As a result of this transaction, the Reporting Person owns less than 10% of the Issuer's common stock.
F2: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.
F3: Shares held by Birchtree Capital, LLC, of which Mr. Brauser is the manager.
F4: Shares held by BSIG, LLC, of which Mr. Brauser is a member. Mr. Brauser disclaims beneficial ownership of these shares except to the extent of any pecuniary ownership he may have.
F5: Shares held by Betsy and Michael Brauser Charitable Family Foundation, Inc. of which Mr. Brauser is a director.