AI assistant
Fluent, Inc. — Director's Dealing 2017
Aug 3, 2017
34456_dirs_2017-08-03_ff9cc452-9349-472e-9938-8040bfb793d4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cogint, Inc. (COGT)
CIK: 0001460329
Period of Report: 2017-08-01
Reporting Person: Wang Jinbo (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-01 | Common Stock | M | 15000 | $0.00 | Acquired | 69235 | Direct |
| 2017-08-01 | Common Stock | F | 3992 | $4.45 | Disposed | 65243 | Direct |
| 2017-08-01 | Common Stock | A | 2000 | $0.00 | Acquired | 67243 | Direct |
| 2017-08-01 | Common Stock | F | 529 | $4.45 | Disposed | 66714 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-01 | Restricted Stock Units | $0.00 | M | 15000 | Acquired | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Direct |
| Common Stock | 2000 | Direct |
Footnotes
F1: Represents the vesting and delivery of 15,000 shares of common stock underlying restricted stock units originally granted to the reporting person on August 1, 2014.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: Represents the payment of a tax liability by the withholding of 3,992 shares of common stock upon vesting of the restricted stock units.
F4: On June 3, 2016, the reporting person was granted 6,000 restricted stock units, vesting in three equal annual installments beginning on August 1, 2016, subject to continued employment and accelerated vesting under certain conditions.
F5: Represents the vesting of 2,000 shares of common stock underlying restricted stock units originally granted to the reporting person on June 3, 2016.
F6: Represents the payment of a tax liability by the withholding of 529 shares of common stock upon vesting of the restricted stock units.
F7: Represents restricted stock units, convertible into common stock of the issuer on a one-for-one basis originally granted on April 13, 2017. The 20,000 remaining restricted stock units vest annually in two equal installments on June 1, 2018 and June 1, 2019, subject to accelerated vesting in certain conditions.
F8: Represents restricted stock units, convertible into common stock of the issuer on a one-for-one basis. The 2,000 remaining restricted stock units vest on August 1, 2018, subject to accelerated vesting in certain conditions.