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Fluent, Inc. — Director's Dealing 2015
Mar 24, 2015
34456_dirs_2015-03-24_5b41adf4-ff5e-4970-9267-d8d6344cf7cf.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Tiger Media, Inc. (IDI)
CIK: 0001460329
Period of Report: 2015-03-20
Reporting Person: TAN WEI HAN (Director, Co-Chief Executive Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 70000 | Direct |
| Common Stock | 160000 | Indirect |
| Common Stock | 1929 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $5.30 | 2022-02-08 | Common Stock (15000) | Direct | |
| Stock Options | $5.50 | 2022-02-13 | Common Stock (80000) | Direct | |
| Stock Options | $8.10 | 2023-11-11 | Common Stock (30000) | Direct | |
| Restricted Stock Units | $ | Common Stock (99800) | Direct |
Footnotes
F1: The Form 3 is being filed as a result of the determination by the Issuer that, in accordance with Rule 3b-4 under the Securities Exchange Act of 1934, as amended (the "Act"), it is no longer a foreign private issuer and is now subject to the reporting requirements of the Act and the rules thereunder applicable to a U.S. domestic issuer.
F2: Represents shares held by TGC Partners Limited ("TGC Partners"). Mr. Tan is the sole member and management director of TGC Partners.
F3: Represents shares held by TGC Financial Partners Limited ("TGC Financial"). Mr. Tan owns 51% of TGC Financial.
F4: Fully vested and immediately exercisable.
F5: The stock options were granted on February 13, 2012 and vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the terms of Mr. Tan's employment agreement.
F6: The stock options were granted on November 11, 2013 and vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the terms of Mr. Tan's employment agreement.
F7: The restricted stock units vest on the earlier of July 28, 2015 or an involuntary separation from service from Tiger Media, Inc. other than for cause.
F8: Each restricted stock unit represents the right to receive one share of common stock.