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Fluent, Inc. — Director's Dealing 2015
Jul 31, 2015
34456_dirs_2015-07-30_b89cb40b-b2c0-4e49-96b5-978e0906b732.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IDI, Inc. (IDI)
CIK: 0001460329
Period of Report: 2015-07-28
Reporting Person: TAN WEI HAN (Co-Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-28 | Common Stock | M | 99800 | — | Acquired | 169800 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-28 | Restricted Stock Units | $ | M | 99800 | Disposed | Common Stock (99800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 160000 | Indirect |
| Common Stock | 1929 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Represents shares held by TGC Partners Limited ("TGC Partners"). Mr. Tan is the sole member and management director of TGC Partners.
F3: Represents shares held by TGC Financial Partners Limited ("TGC Financial"). Mr. Tan owns 51% of TGC Financial.
F4: On January 28, 2015, the reporting person was granted 99,800 restricted stock units, vesting on the earlier of July 28, 2015 or an involuntary separation from service from the issuer other than for cause.
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