Fluence Energy, Inc. — Director's Dealing 2024

Jun 14, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fluence Energy, Inc. (FLNC)
CIK: 0001868941
Period of Report: 2024-06-12

Reporting Person: Zahurancik John (SVP and President, Americas)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-06-12	Class A Common Stock	M	25000	$2.45	Acquired	121005	Direct
2024-06-12	Class A Common Stock	S	25000	$24.22	Disposed	96005	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-06-12	Stock Option	$2.45	M	25000	Disposed	2031-04-02	Class A Common Stock (25000)	Direct

Footnotes

F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, as well as applicable broker fees and commissions and withholding taxes.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $23.79 to $24.635, inclusive. The reporting person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.

F4: Represents part of a single option award grant initially for an aggregate 455,674 shares, which vested in three equal annual installments on April 2, 2022, April 2, 2023 and April 2, 2024. All shares subject to the option are vested and exercisable.