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Fluence Energy, Inc. — Director's Dealing 2024
Sep 4, 2024
31650_dirs_2024-09-04_d3d2df4b-9a4b-4f2d-ba82-785fef3eb159.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluence Energy, Inc. (FLNC)
CIK: 0001868941
Period of Report: 2024-09-01
Reporting Person: Nebreda Julian (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-01 | Class A Common Stock | M | 46219 | — | Acquired | 101309 | Direct |
| 2024-09-01 | Class A Common Stock | F | 19687 | $18.37 | Disposed | 81622 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-09-01 | Restricted Stock Unit | $ | M | 46219 | Disposed | Class A Common Stock (46219) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2: Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs.
F3: The reporting person was granted 138,658 RSUs on September 1, 2022. The vesting schedule is as follows: 1/3 of the total RSUs vested on September 1, 2023, 1/3 of the total RSUs vested on September 1, 2024, and 1/3 of the total RSUs will vest on September 1, 2025, subject to continued service through such vesting date. The RSUs have no expiration date.