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Fluence Energy, Inc. Director's Dealing 2023

May 23, 2023

31650_dirs_2023-05-23_11b145b3-bdb3-4ce7-b7d8-fe223d7f37e4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fluence Energy, Inc. (FLNC)
CIK: 0001868941
Period of Report: 2023-05-22

Reporting Person: Couch Carolee (SVP & Chief SC & Manu. Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-22 Class A Common Stock M 50000 $2.45 Acquired 51200 Direct
2023-05-22 Class A Common Stock S 50000 $22.7827 Disposed 1200 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-05-22 Stock Option $2.45 M 50000 Disposed 2031-04-02 Class A Common Stock (50000) Direct

Footnotes

F1: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $22.36 to $23.26, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.

F3: Represents part of a single option award grant initially for an aggregate 501,537 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022 and another 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2023. The final 1/3 of the aggregate shares subject to the option vest on April 2, 2024.