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Fluence Energy, Inc. — Director's Dealing 2023
Sep 19, 2023
31650_dirs_2023-09-19_1997645e-ab6f-40c9-a489-6c2c78f2b1e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluence Energy, Inc. (FLNC)
CIK: 0001868941
Period of Report: 2023-09-15
Reporting Person: Sial Manavendra (SVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-15 | Class A Common Stock | M | 45210 | — | Acquired | 45210 | Direct |
| 2023-09-15 | Class A Common Stock | F | 22357 | $25.24 | Disposed | 22853 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-15 | Restricted Stock Unit | $ | M | 45210 | Disposed | Class A Common Stock (45210) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2: Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs.
F3: The RSUs will vest in three equal annual installments with the first installment having vested on September 15, 2023, the second installment vesting on September 15, 2024, and the final installment vesting on September 15, 2025, subject to continued service through the applicable vesting date. The RSUs have no expiration date.