Fluence Energy, Inc. — Director's Dealing 2023

Dec 8, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Fluence Energy, Inc. (FLNC)
CIK: 0001868941
Period of Report: 2023-11-28

Reporting Person: Zahurancik John (SVP and President, Americas)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	91726	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Unit	$		Class A Common Stock (45863)		Direct
Stock Option	$2.45	2031-04-02	Class A Common Stock (405674)		Direct

Footnotes

F1: The phantom units will vest and settle on April 28, 2024, subject to continued employment of the Reporting Person on such vesting date.

F2: Each phantom unit is the economic equivalent of one share of the Issuer's Class A common stock and may be settled in cash or shares at the discretion of the Issuer's board of directors.

F3: The stock option grant vests in three equal annual installments, beginning April 2, 2022, subject to the Reporting Person's continued employment with the Issuer through each respective vesting date. 253,782 of the stock options are fully vested and exercisable. 151,892 of the stock options will vest on April 2, 2024, subject to continued employment of the Reporting Person on such vesting date.