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Fluence Energy, Inc. — Director's Dealing 2022
Apr 29, 2022
31650_dirs_2022-04-29_78aea179-ffdc-48ab-8d42-16ae9adc4f6c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluence Energy, Inc. (FLNC)
CIK: 0001868941
Period of Report: 2022-04-28
Reporting Person: Fehr Dennis (SVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-28 | Class A Common Stock | M | 45863 | — | Acquired | 45863 | Direct |
| 2022-04-28 | Class A Common Stock | F | 15273 | $9.10 | Disposed | 30590 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-28 | Phantom Unit | $ | M | 45863 | Disposed | 2022-04-28 | Class A Common Stock (45863.0) | Direct |
Footnotes
F1: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the phantom units reported herein.
F2: Each phantom unit is the economic equivalent of one share of the Issuer's Class A common stock and is settled in cash or shares at the discretion of the Issuer's board of directors.
F3: The phantom units will vest and settle in three equal annual installments with the first installment having vested and settled in shares on April 28, 2022, the second installment vesting on April 28, 2023 and the final installment vesting on April 28, 2024, in each case, subject to continued employment of the Reporting Person on such vesting date.