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Fluence Energy, Inc. Director's Dealing 2022

Apr 29, 2022

31650_dirs_2022-04-29_78aea179-ffdc-48ab-8d42-16ae9adc4f6c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fluence Energy, Inc. (FLNC)
CIK: 0001868941
Period of Report: 2022-04-28

Reporting Person: Fehr Dennis (SVP & Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-04-28 Class A Common Stock M 45863 Acquired 45863 Direct
2022-04-28 Class A Common Stock F 15273 $9.10 Disposed 30590 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-04-28 Phantom Unit $ M 45863 Disposed 2022-04-28 Class A Common Stock (45863.0) Direct

Footnotes

F1: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the phantom units reported herein.

F2: Each phantom unit is the economic equivalent of one share of the Issuer's Class A common stock and is settled in cash or shares at the discretion of the Issuer's board of directors.

F3: The phantom units will vest and settle in three equal annual installments with the first installment having vested and settled in shares on April 28, 2022, the second installment vesting on April 28, 2023 and the final installment vesting on April 28, 2024, in each case, subject to continued employment of the Reporting Person on such vesting date.