Fluence Energy, Inc. — Director's Dealing 2022

Sep 7, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fluence Energy, Inc. (FLNC)
CIK: 0001868941
Period of Report: 2022-09-02

Reporting Person: Fehr Dennis (SVP & Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-09-02	Class A Common Stock	M	104	$2.45	Acquired	30694	Direct
2022-09-02	Class A Common Stock	S	104	$18.8085	Disposed	30590	Direct
2022-09-06	Class A Common Stock	M	3546	$2.45	Acquired	34136	Direct
2022-09-06	Class A Common Stock	S	3546	$18.4574	Disposed	30590	Direct
2022-09-06	Class A Common Stock	M	12665	$2.45	Acquired	43255	Direct
2022-09-06	Class A Common Stock	S	12665	$18.4259	Disposed	30590	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-09-02	Stock Option	$2.45	M	104	Disposed	2031-04-02	Class A Common Stock (104.0)	Direct
2022-09-06	Stock Option	$2.45	M	3546	Disposed	2031-04-02	Class A Common Stock (3546.0)	Direct
2022-09-06	Stock Option	$2.45	M	12665	Disposed	2031-04-02	Class A Common Stock (12665.0)	Direct

Footnotes

F1: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $18.80 to $18.81, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $18.45 to $18.47, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $18.4 to $18.47, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

F5: Represents part of a single option award grant initially for an aggregate 455,674 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.