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Fluence Energy, Inc. — Director's Dealing 2022
Nov 1, 2022
31650_dirs_2022-11-01_d15407cb-dd3c-4754-acf6-de87edc3ec4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fluence Energy, Inc. (FLNC)
CIK: 0001868941
Period of Report: 2022-10-28
Reporting Person: BULLS HERMAN E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-28 | Class A Common Stock | M | 3571 | — | Acquired | 37571 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-28 | Restricted Stock Units | $ | M | 3571 | Disposed | Class A Common Stock (3571) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A Common Stock (7364) | 7364 | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.
F2: The RSUs vested on October 28, 2022. The RSUs have no expiration date.
F3: The RSUs will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.
F4: The Form 4 filed on March 24, 2022 inadvertently aggregated the above two RSU awards in column 9 of Table II, which are being reported separately hereby.