AI assistant
FLOWSERVE CORP — Director's Dealing 2004
Jul 20, 2004
30825_dirs_2004-07-19_bc089b8b-6756-4bab-8823-d33ee1554dd4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLOWSERVE CORP (FLS)
CIK: 0000030625
Period of Report: 2004-07-15
Reporting Person: FERGUSON THOMAS E (VP, Division President-FPD)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-07-15 | Stock Option (right-to-buy) | $22.90 | A | 9000 | Acquired | 2014-07-15 | Common Stock (9000) | Direct |
| 2004-07-15 | Restricted Common Stock ($1.25 par value per share) | $0 | A | 7200 | Acquired | Common Stock (7200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock ($1.25 par value per share) | 2250 | Direct |
| Common Stock ($1.25 par value per share) | 7418 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $19.15 | 2013-07-17 | Common Stock (15000) | Direct | |
| Stock Option (right-to-buy) | $19.15 | 2013-07-17 | Common Stock (15000) | 15000 | Direct |
| Stock Option (right-to-buy) | $24.84 | 2012-07-17 | Common Stock (3200) | 3200 | Direct |
| Stock Option (right-to-buy) | $27.12 | 2011-07-18 | Common Stock (4000) | 4000 | Direct |
| Stock Option (right-to-buy) | $17.81 | 2010-08-22 | Common Stock (3000) | 3000 | Direct |
| Stock Option (right-to-buy) | $17.00 | 2009-08-03 | Common Stock (1752) | 1752 | Direct |
| Stock Option (right-to-buy) | $17.00 | 2009-08-03 | Common Stock (1415) | 1415 | Direct |
| Stock Option (right-to-buy) | $30.00 | 2007-10-23 | Common Stock (3900) | 3900 | Direct |
Footnotes
F1: Option shares vest in three (3) equal annual installments beginning on July 15, 2005 and then on July 15, 2006 and July 15, 2007, respectively.
F2: The shares of Restricted Common Stock shall be valued at the fair market value upon each vesting date. A conversion or exercise price is not applicable.
F3: One-third of the shares of Restricted Common Stock vests on July 15, 2005, with the remaining thirds vesting on July 15, 2006 and July 15, 2007, respectively.
F4: Vesting of the shares of Restricted Common Stock is contingent upon continued employment with the Issuer. An expiration date is not applicable.
F5: One-half vests on July 17, 2008 and the remaining one-half vests on July 17, 2013.
F6: Option shares shall vest proportionately when reporting person purchases additional issuer shares in the open market or within the issuer's 401(k) plan.
F7: 1,066 option shares will vest on July 17, 2004 and the remaining shares vest on July 17, 2005.
F8: 1,333 option shares vest on July 18, 2004, the remaining option shares vest in accordance with (3) above.
F9: Option shares are fully vested and exercisable.
F10: Option shares are fully vested and exercisable.
F11: Option shares are fully vested and exercisable.
F12: Option shares are fully vested and exercisable.