FLOTEK INDUSTRIES INC/CN/ — Director's Dealing 2021

Jun 7, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FLOTEK INDUSTRIES INC/CN/ (FTK)
CIK: 0000928054
Period of Report: 2021-06-03

Reporting Person: Nierenberg David (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-03	Common Stock	A	103774	—	Acquired	260111	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	152569	Indirect
Common Stock	1520390	Indirect
Common Stock	3011673	Indirect

Footnotes

F1: Grant of shares for annual retainer and board fees, which Mr. Nierenberg elected to take in stock rather than cash. Shares vest at the earlier of one year from date of grant and the 2022 annual meeting.

F2: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.