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FLOTEK INDUSTRIES INC/CN/ — Director's Dealing 2014
Feb 7, 2014
32965_dirs_2014-02-07_326cec85-ad6d-43ea-8533-d970e4c14006.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLOTEK INDUSTRIES INC/CN/ (FTK)
CIK: 0000928054
Period of Report: 2014-02-05
Reporting Person: REEVES STEVEN A (Exec. VP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-05 | Common Stock | A | 35011 | $22.14 | Acquired | 444943 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-07 | Common Sotck | $2.51 | X | 40472 | Disposed | 2015-02-15 | Common Stock (40742) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21087 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock | $22.75 | 2014-03-27 | Common Stock (8680) | 8680 | Direct |
| Common Stock | $22.75 | 2014-08-08 | Common Stock (7724) | 16404 | Direct |
| Common Stock | $2.51 | 2015-02-15 | Common Stock (40742) | 57146 | Direct |
| Common Stock | $9.19 | 2017-04-07 | Common Stock (200000) | 257146 | Direct |
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