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FLOTEK INDUSTRIES INC/CN/ — Director's Dealing 2014
Sep 22, 2014
32965_dirs_2014-09-22_19e4e7b8-bd7c-4c24-a571-a2e7614b2c6a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLOTEK INDUSTRIES INC/CN/ (FTK)
CIK: 0000928054
Period of Report: 2014-08-06
Reporting Person: REEVES STEVEN A (Exec. VP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-06 | Common Stock | M | 7724 | $22.75 | Acquired | 268567 | Direct |
| 2014-08-06 | Common Stock | F | 6291 | $27.93 | Disposed | 262276 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-06 | Common Stock | $22.75 | M | 7724 | Disposed | 2014-08-08 | Common Stock (7724) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21087 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock | $9.19 | 2017-04-07 | Common Stock (200000) | 200000 | Direct |
Footnotes
F1: Exercise of stock options grant @$22.75 per share, pursuant to previously awarded stock option grant.
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