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FLOTEK INDUSTRIES INC/CN/ — Director's Dealing 2012
Mar 14, 2012
32965_dirs_2012-03-14_19488d29-f00c-4d4f-aa82-de855c94375f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLOTEK INDUSTRIES INC/CN/ (FTK)
CIK: 0000928054
Period of Report: 2012-03-07
Reporting Person: CHISHOLM JOHN (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-07 | Common Stock | A | 255274 | $11.04 | Acquired | 745666 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20470 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $2.30 | 2014-12-22 | Common Stock (332) | 332 | Direct |
| Stock Option | $9.40 | 2015-12-21 | Common Stock (20000) | 20332 | Direct |
| Stock Option | $22.37 | 2013-05-17 | Common Stock (7800) | 28132 | Direct |
| Stock Option | $22.75 | 2014-03-27 | Common Stock (4628) | 32760 | Direct |
| Stock Option | $2.51 | 2015-02-15 | Common Stock (26668) | 59428 | Direct |
| Stock Option | $1.02 | 2013-06-30 | Common Stock (400000) | 459428 | Direct |
| Stock Option | $2.17 | 2016-11-09 | Common Stock (300000) | 759428 | Direct |
| Stock Option | $9.19 | 2017-04-07 | Common stock (400000) | 1159428 | Direct |
Footnotes
F1: Grant of 25,181 shares pursuant the 2012 Management Incentive Plan and grant of 230,093 shares pursuant the Company 2010 Long Term Incentive Plan (LTIP). All awards were granted at a fair value of $11.04/share and vest ratably on an annual basis over a 3 year period.
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