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FLOTEK INDUSTRIES INC/CN/ Director's Dealing 2012

Mar 14, 2012

32965_dirs_2012-03-14_4b64fade-b628-4cff-a53f-dce2d88a2ee1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FLOTEK INDUSTRIES INC/CN/ (FTK)
CIK: 0000928054
Period of Report: 2012-03-07

Reporting Person: REEVES STEVEN A (Exec. VP & COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-03-07 Common Stock A 96262 $11.04 Acquired 458153 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 20334 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Stock $13.805 2013-03-12 Common Stock (15348) 15348 Direct
Common Stock $22.75 2014-03-27 Common Stock (8680) 24028 Direct
Common Stock $22.75 2014-08-08 Common Stock (7724) 31752 Direct
Common Stock $2.51 2015-02-15 Common Stock (40742) 72494 Direct
Common Stock $9.19 2017-04-07 Common Stock (200000) 272494 Direct

Footnotes

F1: Grant of 8,818 shares pursuant the 2012 Management Incentive Plan and grant of 87,444 shares pursuant the Company 2010 Long Term Incentive Plan (LTIP). All awards were granted at a fair value of $11.04/share and vest ratably on an annual basis over a 3 year period.