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FLOTEK INDUSTRIES INC/CN/ — Director's Dealing 2012
Mar 14, 2012
32965_dirs_2012-03-14_4b64fade-b628-4cff-a53f-dce2d88a2ee1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLOTEK INDUSTRIES INC/CN/ (FTK)
CIK: 0000928054
Period of Report: 2012-03-07
Reporting Person: REEVES STEVEN A (Exec. VP & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-07 | Common Stock | A | 96262 | $11.04 | Acquired | 458153 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20334 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock | $13.805 | 2013-03-12 | Common Stock (15348) | 15348 | Direct |
| Common Stock | $22.75 | 2014-03-27 | Common Stock (8680) | 24028 | Direct |
| Common Stock | $22.75 | 2014-08-08 | Common Stock (7724) | 31752 | Direct |
| Common Stock | $2.51 | 2015-02-15 | Common Stock (40742) | 72494 | Direct |
| Common Stock | $9.19 | 2017-04-07 | Common Stock (200000) | 272494 | Direct |
Footnotes
F1: Grant of 8,818 shares pursuant the 2012 Management Incentive Plan and grant of 87,444 shares pursuant the Company 2010 Long Term Incentive Plan (LTIP). All awards were granted at a fair value of $11.04/share and vest ratably on an annual basis over a 3 year period.
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