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FLOTEK INDUSTRIES INC/CN/ Director's Dealing 2012

Apr 19, 2012

32965_dirs_2012-04-19_585e7a49-5d98-4086-af4b-a7da4affcc35.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: FLOTEK INDUSTRIES INC/CN/ (FTK)
CIK: 0000928054
Period of Report: 2012-01-05

Reporting Person: CHISHOLM JOHN (Director, President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-01-05 Common Stock F 26450 $9.96 Disposed 490392 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 20470 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $2.30 2014-12-22 Common Stock (332) 332 Direct
Stock Option $9.40 2015-12-21 Common Stock (20000) 20332 Direct
Stock Option $22.37 2013-05-17 Common Stock (7800) 28132 Direct
Stock Option $22.75 2014-03-27 Common Stock (4628) 32760 Direct
Stock Option $2.51 2015-02-15 Common Stock (26668) 59428 Direct
Stock Option $1.02 2013-06-30 Common Stock (400000) 459428 Direct
Stock Option $2.17 2016-11-09 Common Stock (300000) 759428 Direct
Stock Option $9.19 2017-04-07 Common stock (400000) 1159428 Direct

Footnotes

F1: Disposition of 26,450 shares @ $9.96/share for tax obligations relative awards vesting at 12/31/2011 pursuant terms of the 11/10/2010 grant filed via Form 4 on 11/12/2010.