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FLOTEK INDUSTRIES INC/CN/ Director's Dealing 2012

Aug 23, 2012

32965_dirs_2012-08-23_730344d9-5f57-49da-9f68-d43489666d3b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FLOTEK INDUSTRIES INC/CN/ (FTK)
CIK: 0000928054
Period of Report: 2012-08-21

Reporting Person: REEVES STEVEN A (Exec. VP, Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-08-21 Common Stock G 2500 $0.00 Disposed 443511 Direct
2012-08-22 Common Stock F 734 $12.16 Disposed 445777 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 21087 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Stock $13.805 2013-03-12 Common Stock (15348) 15348 Direct
Common Stock $22.75 2014-03-27 Common Stock (8680) 24028 Direct
Common Stock $22.75 2014-08-08 Common Stock (7724) 31752 Direct
Common Stock $2.51 2015-02-15 Common Stock (40742) 72494 Direct
Common Stock $9.19 2017-04-07 Common Stock (200000) 272494 Direct

Footnotes

F1: The reporting person acquired shares of Flotek Common Stock under the Flotek 401-K Plan. The information is based upon a plan statement dated August 21, 2012.