Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

FLOTEK INDUSTRIES INC/CN/ Director's Dealing 2011

Jun 7, 2011

32965_dirs_2011-06-07_a8e890d9-5d3a-4d12-8c3a-0e02652bb51f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FLOTEK INDUSTRIES INC/CN/ (FTK)
CIK: 0000928054
Period of Report: 2011-06-03

Reporting Person: CHISHOLM JOHN (Director, President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-06-03 Common Stock A 22887 Acquired 586842 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 20470 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $2.30 2014-12-22 Common Stock (332) 332 Direct
Stock Option $9.40 2015-12-21 Common Stock (20000) 20332 Direct
Stock Option $22.37 2013-05-17 Common Stock (7800) 28132 Direct
Stock Option $22.75 2014-03-27 Common Stock (4628) 32760 Direct
Stock Option $2.51 2015-02-15 Common Stock (26668) 59428 Direct
Stock Option $1.02 2013-06-30 Common Stock (400000) 459428 Direct
Stock Option $2.17 2016-11-09 Common Stock (300000) 759428 Direct
Stock Option $9.19 2017-04-07 Common stock (400000) 1159428 Direct

Footnotes

F1: Subject to vesting after December 31, 2011 upon satisfaction of specified performance criteria.