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FlexShopper, Inc. — Director's Dealing 2021
Jul 26, 2021
35035_dirs_2021-07-26_7872aae4-e60c-4a4a-8c59-1f580e005081.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FlexShopper, Inc. (FPAY)
CIK: 0001397047
Period of Report: 2019-06-17
Reporting Person: Dvorkin Howard (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-17 | Common Stock | P | 1000 | $1.01 | Acquired | 1000 | Indirect |
| 2019-06-19 | Common Stock | P | 500 | $1.08 | Acquired | 1500 | Indirect |
| 2019-11-06 | Common Stock | P | 700 | $1.59 | Acquired | 2200 | Indirect |
| 2019-11-19 | Common Stock | P | 100 | $1.69 | Acquired | 2300 | Indirect |
| 2020-03-26 | Common Stock | P | 500 | $1.22 | Acquired | 500 | Indirect |
| 2020-06-16 | Common Stock | P | 300 | $1.63 | Acquired | 2600 | Indirect |
| 2021-06-21 | Common Stock | P | 400 | $2.75 | Acquired | 3000 | Indirect |
| 2021-06-22 | Common Stock | P | 210 | $2.75 | Acquired | 2059017 | Indirect |
| 2021-06-24 | Common Stock | P | 746 | $2.83 | Acquired | 2864191 | Indirect |
Footnotes
F1: Shares are owned directly by Scott Dvorkin, as to which Howard Dvorkin may be deemed to exercise voting and investment power. Scott Dvorkin is the adult child of Howard Dvorkin. Howard Dvorkin disclaims ownership of the shares held by Scott Dvorkin except to the extent of his pecuniary interest.
F2: Shares are owned directly by Carley Dvorkin, as to which Howard Dvorkin may be deemed to exercise voting and investment power. Carley Dvorkin is the adult child of Howard Dvorkin. Howard Dvorkin disclaims ownership of the shares held by Carley Dvorkin except to the extent of his pecuniary interest.
F3: Held of record by NRNS Capital Holdings, LLC ("NRNS"), of which the reporting person is the manager. The reporting person disclaims beneficial ownership of the Issuer held of record by NRNS except to the extent of his pecuniary interest therein. Amount excludes 753,697 shares of the Issuer's common stock which are issuable upon the exercise of warrants held of record by NRNS.
F4: Held of record by PITA Holdings, LLC ("PITA"). The manager of PITA is Beta Investment Group, Inc. ("Beta"), of which the reporting person is the President. The reporting person disclaims beneficial ownership of the securities of the Issuer held of record by PITA except to the extent of his pecuniary interest therein. Amount excludes 1,110,000 shares of the Issuer's common stock which are issuable upon the exercise of warrants held of record by PITA.