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FlexShopper, Inc. — Director's Dealing 2020
Sep 2, 2020
35035_dirs_2020-09-02_214b2fd4-6029-41da-a781-2d8f143a1c84.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FlexShopper, Inc. (FPAY)
CIK: 0001397047
Period of Report: 2019-03-31
Reporting Person: Dvorkin Howard (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-31 | Warrants (right to buy) | $1.25 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2019-04-30 | Warrants (right to buy) | $1.25 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2019-05-31 | Warrants (right to buy) | $1.25 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2019-06-30 | Warrants (right to buy) | $1.25 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2019-07-31 | Warrants (right to buy) | $1.76 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2019-08-31 | Warrants (right to buy) | $2 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2019-09-30 | Warrants (right to buy) | $1.69 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2019-10-31 | Warrants (right to buy) | $1.54 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2019-11-30 | Warrants (right to buy) | $2.01 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2019-11-30 | Warrants (right to buy) | $1.96 | J | 10000 | Disposed | 2023-06-30 | Common Stock (10000) | Indirect |
| 2019-12-31 | Warrants (right to buy) | $2.78 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2020-01-31 | Warrants (right to buy) | $2.53 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2020-02-29 | Warrants (right to buy) | $2.93 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2020-03-31 | Warrants (right to buy) | $1.40 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2020-04-30 | Warrants (right to buy) | $1.34 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2020-05-31 | Warrants (right to buy) | $1.74 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2020-06-30 | Warrants (right to buy) | $1.91 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2020-07-31 | Warrants (right to buy) | $1.62 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
| 2020-08-31 | Warrants (right to buy) | $2.45 | A | 40000 | Acquired | 2023-06-30 | Common Stock (40000) | Indirect |
Footnotes
F1: Awarded pursuant to that certain Consulting Agreement, dated February 19, 2019, by and between the Issuer and XLR8 Capital Partners, LLC, as amended.
F2: Held by PITA Holdings, LLC ("PITA"). The manager of PITA is Beta Investment Group, Inc., of which the reporting person is the President. The reporting person disclaims beneficial ownership of the securities of the Issuer held of record by PITA except to the extent of his pecuniary interest therein.
F3: Consists of warrants owned by PITA which were assigned without consideration to unrelated parties.