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FlexShopper, Inc. — Director's Dealing 2020
Feb 6, 2020
35035_dirs_2020-02-06_eaf2b7ba-d817-49dd-b32f-88988ab77e65.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FlexShopper, Inc. (FPAY)
CIK: 0001397047
Period of Report: 2020-02-04
Reporting Person: Dvorkin Howard (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-04 | Common Stock | A | 18600 | — | Acquired | 1603239 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-04 | Warrants (right to buy) | $1.25 | D | 30000 | Disposed | 2023-09-28 | Common Stock (30000) | Indirect |
Footnotes
F1: Effective February 4, 2020, the Reporting Person exchanged his Warrants pursuant to the Issuer's Offer to Exchange dated January 6, 2020, at a rate of .62 shares of Common Stock for each Warrant tendered.
F2: Held of record by PITA Holdings, LLC ("PITA"). The manager of PITA is Beta Investment Group, Inc. ("Beta"), of which the reporting person is the President. The reporting person disclaims beneficial ownership of the securities of the Issuer held of record by PITA except to the extent of his pecuniary interest therein.
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