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FlexShopper, Inc. — Director's Dealing 2018
Oct 1, 2018
35035_dirs_2018-10-01_3d73331b-bb1f-4adc-adac-27694ffe7715.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FlexShopper, Inc. (FPAY)
CIK: 0001397047
Period of Report: 2018-09-28
Reporting Person: Bernstein Brad Mitchell (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-28 | Common Stock | P | 50000 | $1.00 | Acquired | 50000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-28 | Warrants (right to buy) | $1.25 | P | 25000 | Acquired | 2023-09-28 | Common Stock (25000) | Direct |
| 2018-09-28 | Warrants (right to buy) | $1.25 | P | 36500 | Acquired | 2023-09-28 | Common Stock (36500) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 200000 | Indirect |
Footnotes
F1: The shares of common stock reported in Table I and warrants to purchase common stock reported in the first row of Table II were purchased by the Reporting Person in the Issuer's public offering of Units, which closed on September 28, 2018. Each Unit consists of one share of common stock and one-half (1/2) of one warrant to purchase one share of common stock. The Reporting Person purchased each Unit at the public offering price of $1.00 per Unit.
F2: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.26 to $0.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.