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FlexShopper, Inc. — Director's Dealing 2016
Jun 22, 2016
35035_dirs_2016-06-21_424a7a5d-91b9-4566-acf8-136aebd56432.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: FlexShopper, Inc. (FPAY)
CIK: 0001397047
Period of Report: 2016-06-10
Reporting Person: PACIFIC INVESTMENT MANAGEMENT CO LLC (10% Owner)
Reporting Person: B2 FIE V LLC (10% Owner)
Reporting Person: PIMCO BRAVO FUND II, L.P. (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series 2 Convertible Preferred Stock | $.81 | Common Stock (24691359) | Indirect |
Footnotes
F1: B2 FIE V LLC, a Delaware limited liability company ("B2 FIE") was formed solely for the purpose of investing in FlexShopper, Inc (the "Issuer"). B2 FIE purchased the Series 2 ConvertiblePreferred Stock (the "Preferred Stock") from the Issuer. PIMCO BRAVO Fund II, L.P. ("Bravo II"), a Delaware limited partnership is the sole member of B2 FIE and operates as a pooled investment fund and invests (among other things) in operating companies. PIMCO GP XII, LLC ("PIMCO GP"), a Delaware limited liability company, is the sole general partner of Bravo II. Pacific Investment Management Company LLC ("PIMCO") is the sole managing member of PIMCO GP and has the power to make voting and investment decisions regarding the Preferred Stock held by B2 FIE. Each of Bravo II, PIMCO GP and PIMCO disclaim beneficial ownership of the Preferred Stock except to the extent of its pecuniary interest therein.
F2: N/A