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FLEETWOOD LIMITED Major Shareholding Notification 2021

Feb 8, 2021

64953_rns_2021-02-08_3a7daec7-8ce9-40cb-b9a1-e222e82d0c4f.pdf

Major Shareholding Notification

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Form 604

Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme: FLEETWOOD LIMITED
ACN/ARSN 009 205 261
1. Details of substantial holder
Name Mitsubishi UFJ Financial Group, Inc.
There was a change in the interests of the 4 February 2021
substantial holder on
The previous notice was given to the company on 8 December 2020
The previous notice was dated 8 December 2020
The holder became aware on 8 February 2021

2. Previous and present voting powe

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:

Class of securities Previous notice Previous notice Present notice Present notice
Person’s votes Voting power (%) Person’s votes Voting power (%)
Fully Paid ordinary shares 8,807,744 9.31 7,707,296 8.15

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change Consideration given in
relation to change
Class and number
of securities
affected
Person's votes
affected
See annexure A to this notice
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Registered holder
of securities
Person entitled to be
registered as holder
Nature of relevant
interest
Class and number
of securities
Person's votes
Mitsubishi UFJ Financial
Group, Inc.
Citicorp Nominees Pty
Limited (Australia)
Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
5,291,585 Fully paid
ordinary shares
5,291,585
Mitsubishi UFJ Financial
Group, Inc.
Morgan Stanley Australia
Securities (Nominee) Pty
Limited
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
564,183 Fully paid
ordinary shares
564,183
Mitsubishi UFJ Financial
Group, Inc.
Citibank N A Hong Kong Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
1,561,250 Fully paid
ordinary shares
1,561,250
Mitsubishi UFJ Financial
Group, Inc.
National Custodian
Services
Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
290,278 Fully paid
ordinary shares
290,278

5. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Page 1

Dated 9 February 2021

Name Address
Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Signature

==> picture [107 x 31] intentionally omitted <==

==> picture [51 x 11] intentionally omitted <==

Authorised Signatory

Page 2

Annexure A

This is annexure A of 2 pages referred to in Form 604 (Notice of change of interest of substantial holder), signed by me and dated 9 February 2021.

==> picture [118 x 33] intentionally omitted <==

==> picture [60 x 12] intentionally omitted <==

Authorised Signatory Dated 9 February 2021

Date of change Person whose relevant interest
changed
Nature of change Consideration given in
relation to change
Class and number of
securities affected
Person's
votes affected
8/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled byMorgan Stanley

249.90
119 Ordinary Shares 119
9/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled byMorgan Stanley

159.60
76 Ordinary Shares 76
10/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled byMorgan Stanley

133.12
64 Ordinary Shares 64
11/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled byMorgan Stanley

24.24
12 Ordinary Shares 12
14/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled byMorgan Stanley

24.96
12 Ordinary Shares 12
15/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled by First Sentier
Investors Holdings Pty

57,719.30
28,540 Ordinary shares 28,540
15/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled byMorgan Stanley

517.12
256 Ordinary Shares 256
15/12/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
432.60 210 Ordinary Shares 210
16/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled by First Sentier
Investors Holdings Pty

135,054.85
66,500 Ordinary shares 66,500
16/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled byMorgan Stanley

511.43
257 Ordinary Shares 257
16/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled byMorgan Stanley

280.59
141 Ordinary Shares 141
17/12/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
94.00 47 Ordinary Shares 47
18/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled by First Sentier
Investors Holdings Pty

22,451.03
11,163 Ordinary shares 11,163
21/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled by First Sentier
Investors Holdings Pty

87,432.09
43,423 Ordinary shares 43,423
22/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled by First Sentier
Investors Holdings Pty

57,118.23
28,635 Ordinary shares 28,635
23/12/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled by First Sentier
Investors Holdings Pty

100,346.87
50,279 Ordinary shares 50,279
5/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
522.90 249 Ordinary Shares 249
5/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
508.51 241 Ordinary Shares 241
6/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by First
Sentier Investors Holdings
PtyLimited
79,668.39 29,641 Ordinary shares 29,641
6/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by First
Sentier Investors Holdings
PtyLimited
16,388.65 6,097 Ordinary shares 6,097
7/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by First
Sentier Investors Holdings
PtyLimited
15,102.55 2,405 Ordinary shares 2,405
7/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by First
Sentier Investors Holdings
PtyLimited
1,036.15 495 Ordinary shares 495
8/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by First
Sentier Investors Holdings
PtyLimited
127,702.72 20,274 Ordinary shares 20,274
8/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by First
Sentier Investors Holdings
PtyLimited
8,755.51 4,170 Ordinary shares 4,170

Page 3

11/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by First
Sentier Investors Holdings
PtyLimited
19,165.72 3,070 Ordinary shares 3,070
11/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by First
Sentier Investors Holdings
PtyLimited
2,744.25 767 Ordinary shares 767
12/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by First
Sentier Investors Holdings
PtyLimited
169,643.96 26,930 Ordinary shares 26,930
12/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by First
Sentier Investors Holdings
PtyLimited
42,414.13 6,733 Ordinary shares 6,733
13/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
53.50 25 Ordinary Shares 25
13/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
4.26 2 Ordinary Shares 2
13/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
8.32 4 Ordinary Shares 4
14/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
2.11 1 Ordinary Shares 1
15/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
17.12 8 Ordinary Shares 8
15/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
2.11 1 Ordinary Shares 1
21/01/2021 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled byMorgan Stanley

6.45
3 Ordinary Shares 3
21/01/2021 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled byMorgan Stanley

4.36
2 Ordinary Shares 2
21/01/2021 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled byMorgan Stanley

4.32
2 Ordinary Shares 2
21/01/2021 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled byMorgan Stanley

4.34
2 Ordinary Shares 2
22/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
10.80 5 Ordinary Shares 5
22/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
21.70 10 Ordinary Shares 10
28/01/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
4.36 2 Ordinary Shares 2
1/02/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
6.45 3 Ordinary Shares 3
2/02/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
10.95 5 Ordinary Shares 5
2/02/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
2.17 1 Ordinary Shares 1
3/02/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
11.00 5 Ordinary Shares 5
3/02/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
4.38 2 Ordinary Shares 2
3/02/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
753.75 335 Ordinary Shares 335
4/02/2021 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an
entity controlled by First
Sentier Investors Holdings
PtyLimited
222,818.63 27,300 Ordinary shares 27,300
4/02/2021 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity
controlled by First Sentier
Investors Holdings Pty
Limited

2,169,566.00
1,000,000 Ordinary shares 1,000,000

Page 4