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FLEETWOOD LIMITED — Major Shareholding Notification 2021
Feb 8, 2021
64953_rns_2021-02-08_3a7daec7-8ce9-40cb-b9a1-e222e82d0c4f.pdf
Major Shareholding Notification
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Form 604
| Form 604 | |
|---|---|
| Corporations Act 2001 | |
| Section 671B | |
| Notice of change of interests of substantial holder | |
| To: Company Name/Scheme: | FLEETWOOD LIMITED |
| ACN/ARSN | 009 205 261 |
| 1. Details of substantial holder | |
| Name | Mitsubishi UFJ Financial Group, Inc. |
| There was a change in the interests of the | 4 February 2021 |
| substantial holder on | |
| The previous notice was given to the company on | 8 December 2020 |
| The previous notice was dated | 8 December 2020 |
| The holder became aware on | 8 February 2021 |
2. Previous and present voting powe
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:
| Class of securities | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person’s votes | Voting power (%) | Person’s votes | Voting power (%) | |
| Fully Paid ordinary shares | 8,807,744 | 9.31 | 7,707,296 | 8.15 |
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice | |||||
| 4.Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: |
|||||
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest |
Class and number of securities |
Person's votes |
| Mitsubishi UFJ Financial Group, Inc. |
Citicorp Nominees Pty Limited (Australia) |
Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
5,291,585 Fully paid ordinary shares |
5,291,585 | |
| Mitsubishi UFJ Financial Group, Inc. |
Morgan Stanley Australia Securities (Nominee) Pty Limited |
Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. |
564,183 Fully paid ordinary shares |
564,183 | |
| Mitsubishi UFJ Financial Group, Inc. |
Citibank N A Hong Kong | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
1,561,250 Fully paid ordinary shares |
1,561,250 | |
| Mitsubishi UFJ Financial Group, Inc. |
National Custodian Services |
Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
290,278 Fully paid ordinary shares |
290,278 |
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Page 1
Dated 9 February 2021
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
Signature
==> picture [107 x 31] intentionally omitted <==
==> picture [51 x 11] intentionally omitted <==
Authorised Signatory
Page 2
Annexure A
This is annexure A of 2 pages referred to in Form 604 (Notice of change of interest of substantial holder), signed by me and dated 9 February 2021.
==> picture [118 x 33] intentionally omitted <==
==> picture [60 x 12] intentionally omitted <==
Authorised Signatory Dated 9 February 2021
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 8/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
249.90 |
119 Ordinary Shares | 119 |
| 9/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
159.60 |
76 Ordinary Shares | 76 |
| 10/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
133.12 |
64 Ordinary Shares | 64 |
| 11/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
24.24 |
12 Ordinary Shares | 12 |
| 14/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
24.96 |
12 Ordinary Shares | 12 |
| 15/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty |
57,719.30 |
28,540 Ordinary shares | 28,540 |
| 15/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
517.12 |
256 Ordinary Shares | 256 |
| 15/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
432.60 | 210 Ordinary Shares | 210 |
| 16/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty |
135,054.85 |
66,500 Ordinary shares | 66,500 |
| 16/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
511.43 |
257 Ordinary Shares | 257 |
| 16/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
280.59 |
141 Ordinary Shares | 141 |
| 17/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
94.00 | 47 Ordinary Shares | 47 |
| 18/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty |
22,451.03 |
11,163 Ordinary shares | 11,163 |
| 21/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty |
87,432.09 |
43,423 Ordinary shares | 43,423 |
| 22/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty |
57,118.23 |
28,635 Ordinary shares | 28,635 |
| 23/12/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty |
100,346.87 |
50,279 Ordinary shares | 50,279 |
| 5/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
522.90 | 249 Ordinary Shares | 249 |
| 5/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
508.51 | 241 Ordinary Shares | 241 |
| 6/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
79,668.39 | 29,641 Ordinary shares | 29,641 |
| 6/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
16,388.65 | 6,097 Ordinary shares | 6,097 |
| 7/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
15,102.55 | 2,405 Ordinary shares | 2,405 |
| 7/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
1,036.15 | 495 Ordinary shares | 495 |
| 8/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
127,702.72 | 20,274 Ordinary shares | 20,274 |
| 8/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
8,755.51 | 4,170 Ordinary shares | 4,170 |
Page 3
| 11/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
19,165.72 | 3,070 Ordinary shares | 3,070 |
|---|---|---|---|---|---|
| 11/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
2,744.25 | 767 Ordinary shares | 767 |
| 12/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
169,643.96 | 26,930 Ordinary shares | 26,930 |
| 12/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
42,414.13 | 6,733 Ordinary shares | 6,733 |
| 13/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
53.50 | 25 Ordinary Shares | 25 |
| 13/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4.26 | 2 Ordinary Shares | 2 |
| 13/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
8.32 | 4 Ordinary Shares | 4 |
| 14/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2.11 | 1 Ordinary Shares | 1 |
| 15/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
17.12 | 8 Ordinary Shares | 8 |
| 15/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2.11 | 1 Ordinary Shares | 1 |
| 21/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
6.45 |
3 Ordinary Shares | 3 |
| 21/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
4.36 |
2 Ordinary Shares | 2 |
| 21/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
4.32 |
2 Ordinary Shares | 2 |
| 21/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
4.34 |
2 Ordinary Shares | 2 |
| 22/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
10.80 | 5 Ordinary Shares | 5 |
| 22/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
21.70 | 10 Ordinary Shares | 10 |
| 28/01/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4.36 | 2 Ordinary Shares | 2 |
| 1/02/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6.45 | 3 Ordinary Shares | 3 |
| 2/02/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
10.95 | 5 Ordinary Shares | 5 |
| 2/02/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2.17 | 1 Ordinary Shares | 1 |
| 3/02/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11.00 | 5 Ordinary Shares | 5 |
| 3/02/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4.38 | 2 Ordinary Shares | 2 |
| 3/02/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
753.75 | 335 Ordinary Shares | 335 |
| 4/02/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
222,818.63 | 27,300 Ordinary shares | 27,300 |
| 4/02/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
2,169,566.00 |
1,000,000 Ordinary shares | 1,000,000 |
Page 4