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FLEETWOOD LIMITED — Major Shareholding Notification 2016
Feb 1, 2016
64953_rns_2016-02-01_6ccc8afb-340b-494c-9ed1-cefe796db138.pdf
Major Shareholding Notification
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EDGBASTON INVESTMENT PARTNERS LIMITED
105 Piccadilly London, WIJ 7NJ United Kingdom
| To: | ASX. | From: Telephone: |
Matthew Myles $+442072583172$ |
|---|---|---|---|
| Company: Fax No: |
Fleetwood Corporation Ltd +61 2 9778 0999 +61 2 9347 0005 |
Date: No of Pages: |
$1st$ February 2016 11 (including cover page) |
Form 604: Notice of Change of Interests of Substantial Holder Subject:
Dear Sirs.
Please see enclosed Form 604. If you require any further information, please let me know.
Yours faithfully,
Matthew Mylcs Director, Chief Compliance Officer [email protected]
Registered Office: 105 Piccadilly, London, W1J 7NJ, United Kingdom Company Registration No: 6572285
Authorised and regulated by the Financial Conduct Authority
604 page 1/2 15 July 2001
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | FLEETWOOD CORPORATION LIMITED |
|---|---|
| ACN/ARSN | ABN 69 009 205 261 |
1. Details of substantial holder(1)
| Name | Edgbaston Investment Partners Limited | ||
|---|---|---|---|
| ACN/ARSN (it applicable) | N/A | ||
| There was a change in the interests of the substantial holder on |
01/02/2016 | ||
| The previous notice was given to the company on | 14/08/2014 | ||
| The previous notice was dated | 13/08/2014 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) $\left| \frac{1}{2} \right|$ in when last require
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Vating pawer (5) | |
| Ordinary shares | 3,044,830 | 5.03% of 60,581,211 | 3.684.609 | 6.04% of 61,039,412 |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or schome, since the
substantial holder was last required to give
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes aflected |
|---|---|---|---|---|---|
| See Annexure A. See Annexure A, Item 2 | See Arnexure A. Item 3 | See Annexure A, Item 4 | See Απηεχικε Λ. | See Annexure A. Item 6 | |
| Item 1 | Item 5 | ||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
J.
| Holder of relevant interest |
Registered holder of securities |
Person entitled to he registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| See Annexure A. | See Annexure A, Item 8 | See Annexure A. Item 9 | See Annexure A. Item 10 | l Scc Annexure A. . | See Annexure A, Item 12] |
| Item 7 | Item 11 | ||||
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) _____ |
Nature of association |
|---|---|
| N/A ----- |
|
6. Addresses
The addresses of persons named in this form are as follows:
| 医甲状腺 化四甲基甲基甲基 Name |
___ Address . |
|---|---|
| . Edgbaston Investment Partners Limited | [105 Piccadilly, London, W1J 7NJ, United Kingdom] |
| ------- |
Signature
$\overline{\phantom{a}}$
m
| print name | Matthew Myles | capacity Director |
|---|---|---|
| sign here | . | date $12/6$ |
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust). the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $\boldsymbol{\varnothing}$
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- The voting shares of a company constitute one class unless divided into separate classes. $\langle 4 \rangle$
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $\left( 0 \right)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 6718(4) applies, a copy of any $\langle 0 \rangle$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- $\mathcal{D}$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $\left( 6\right)$ If the substantial holder is unable to determine the identity of the person (eq. if the relevant interest arises because of an option) write "unknown".
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Fleetwood Corporation Limited
ABN 69 009 205 261
This is Appendix A of 2 pages referred in Form 604, Notice of Change of Interests of Substantial Holder dated 1st February 2016.
______________________________________
| T. Date $\overline{\mathbf{0}}$ change |
$\overline{L}$ Person whose relevant interest changed |
3. Nature $\overline{\mathbf{u}}$ change |
4. Consideration given in relation to. change (AUDS per security) |
5. Class and number of securities affected (ordinary shares) |
6, Person's votes affected |
|---|---|---|---|---|---|
| 13/08/2014 | Edgbaston Investment Partners Limited |
Acquisition | 2.176 | 14,153.000 | 14,153.000 |
| 13/08/2014 | Edgbaston Investment Partners Limited |
Acquisition | 2.176 | 5,660.000 | 5,660.000 |
| 13/08/2014 | Edgbaston Investment Partners Limited |
Acquisition | 2.176 | 6,510.000 | 6,510.000 |
| 10/09/2014 | Edgbaston Investment Partners Limited |
Acquisition | 2.0648 | 15,059.000 | 15,059.000 |
| 10/09/2014 | Edgbaston Investment Partners Limited |
Acquisition | 2.0648 | 53,167.000 | 53,167.000 |
| 10/09/2014 | Edgbaston Investment Partners Limited |
Acquisition | 2.0648 | 17,722.000 | 17,722.000 |
| 08/10/2014 | Edgbaston Investment Partners Limited |
Acquisition | 1.7488 | 40,104.000 | 40,104.000 |
| 08/10/2014 | Edgbaston Investment Partners Limited |
Acquisition | 1.7488 | 13,827.000 | 13,827.000 |
| 08/10/2014 | Edgbaston Investment Partners Limited |
Acquisition | 1.7488 | 13,827.000 | 13,827.000 |
| 09/10/2014 | Edgbaston Investment |
Acquisition | 1,7466 | 14,513.000 | 14,513.000 |
$\bar{a}$ $\frac{1}{2}$
$\sim 10^6$
| Partners | |||||
|---|---|---|---|---|---|
| Limited | |||||
| 09/10/2014 | Edgbaston | Acquisition | 1.7466 | 5,004.000 | 5,004.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 09/10/2014 | Edgbaston | Acquisition | 1.7466 | 5,004.000 | 5,004.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 17/12/2014 | Edgbaston | Acquisition | 1.1731 | 14,447.000 | 14,447.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 18/12/2014 | Edgbaston | Acquisition | 1.185 | 64.000 | 64.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 18/12/2014 | Edgbaston | Acquisition | 1.185 | 26.000 | 26.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 19/12/2014 | Edgbaston | Acquisition | 1,2567 | 1,873.000 | 1,873.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 19/12/2014 | Edgbaston | Acquisition | 1.2567 | 768.000 | 768.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 22/12/2014 | Edgbaston Investment |
Acquisition | 1.29 | 2,387.000 | 2,387.000 |
| Partners | |||||
| Limited | |||||
| 22/12/2014 | Edgbaston | Acquisition | 1.29 | 978.000 | 978.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 23/12/2014 | Edgbaston | Acquisition | 1.3432 | 7,011.000 | 7,011.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 23/12/2014 | Edgbaston | $\Lambda$ cquisition | 1.3432 | 2,874.000 | 2,874.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 30/12/2014 | Edgbaston | Acquisition | 1.4851 | 2,191.000 | 2,191.000 |
| Investment Partners |
|||||
| Limited | |||||
| 31/12/2014 | Edgbaston | Acquisition | 1.5802 | 474,000 | 474.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
$\bar{\beta}$
$\label{eq:3.1} \begin{split} \mathcal{L}{\text{c}}(\mathbf{r},\mathbf{r}) = \mathcal{L}{\text{c}}(\mathbf{r},\mathbf{r}) = \mathcal{L}{\text{c}}(\mathbf{r},\mathbf{r}) = \mathcal{L}{\text{c}}(\mathbf{r},\mathbf{r}) = \mathcal{L}{\text{c}}(\mathbf{r},\mathbf{r}) = \mathcal{L}{\text{c}}(\mathbf{r},\mathbf{r}) = \mathcal{L}{\text{c}}(\mathbf{r},\mathbf{r}) = \mathcal{L}{\text{c}}(\mathbf{r},\mathbf{r}) = \mathcal{L}_{\text{c}}(\mathbf$
$\mathcal{A}^{\mathcal{A}}$
$\mathbb{R}^2$
| 31/12/2014 | Edgbaston Investment Partners Limited |
Acquisition | 1.5802 | 519.000 | 519.000 |
|---|---|---|---|---|---|
| 05/01/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.7188 | 12,876.000 | 12,876.000 |
| 05/01/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.7188 | 14,077.000 | 14,077.000 |
| 14/01/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5644 | 2,983.000 | 2,983.000 |
| 14/01/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5644 | 3,684.000 | 3,684.000 |
| 14/01/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5644 | 9,123.000 | 9,123.000 |
| 15/01/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5613 | 5,823.000 | 5,823.000 |
| 15/01/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5613 | 7,193.000 | 7,193.000 |
| 15/01/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5613 | 17,809.000 | 17,809.000 |
| 16/01/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.6218 | 1,871.000 | 1,871.000 |
| 16/01/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.6218 | 2,311.000 | 2,311.000 |
| 16/01/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.6218 | 5,723.000 | 5,723.000 |
| 19/01/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.675 | 3,536.000 | 3,536.000 |
| 19/01/2015 | Edgbaston Investment |
Acquisition | 1675 | 4,367.000 | 4,367.000 |
j
$\mathcal{L}_{\mathcal{A}}$
| Partners | |||||
|---|---|---|---|---|---|
| Limited | |||||
| 19/01/2015 | Edgbaston | Acquisition | 1.675 | 10,813.000 | 10,813.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 24/02/2015 | Edgbaston | Acquisition | 1.245 | 882.000 | 882.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 25/02/2015 | Edgbaston | Acquisition | 1.3515 | 40,294.000 | 40,294.000 |
| Investment | |||||
| Partners | |||||
| 27/02/2015 | Limited | ||||
| Edgbaston Investment |
$\Lambda$ cquisition | 1.3257 | 5,502.000 | 5,502.000 | |
| Partners | |||||
| Limited | |||||
| 27/02/2015 | Edgbaston | Acquisition | 1.3257 | 35,308.000 | 35,308.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 02/03/2015 | Edgbaston | Acquisition | 1.3393 | 830.000 | 830.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 02/03/2015 | Edgbaston | Acquisition | 1.3393 | 5,327.000 | 5,327.000 |
| Investment | |||||
| Partners | |||||
| 20/04/2015 | Limited | ||||
| Edgbaston Investment |
Acquisition | 1.2874 | 7,005.000 | 7,005.000 | |
| Partners | |||||
| Limited | |||||
| 21/04/2015 | Edgbaston | Acquisition | 1.2849 | 9,207.000 | 9,207.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 22/04/2015 | Edgbaston | Acquisition | 1.2836 | 6,132.000 | 6,132.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 23/04/2015 | Edgbaston | Acquisition | 1.2756 | 360.000 | 360.000 |
| Investment Partners |
|||||
| Limited | |||||
| 21/07/2015 | Edgbaston | Acquisition | 1.439 | 2,352.000 | |
| Investment | 2,352.000 | ||||
| Partners | |||||
| Limited | |||||
| 21/07/2015 | Edgbaston | Acquisition | 1.439 | 3,526.000 | 3,526.000 |
| Investment | |||||
| Partners | |||||
| Limited |
$\sim$
| 22/07/2015 | Edgbaston Investment |
Acquisition | 1.4559 | 1,191.000 | 1,191.000 |
|---|---|---|---|---|---|
| Partners Limited |
|||||
| 22/07/2015 | Edgbaston | Acquisition | 1,4559 | 1,787.000 | 1,787.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 28/08/2015 | Edgbaston | Acquisition | 1.9131 | 4,019.000 | 4,019.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 28/08/2015 | Edgbaston | Acquisition | 1.9131 | 1,340.000 | 1,340.000 |
| Investment Partners |
|||||
| Limited | |||||
| 31/08/2015 | Edgbaston | Acquisition | 1.6659 | 2,313.000 | 2,313.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 31/08/2015 | Edgbaston | Acquisition | 1.6659 | 34,307.000 | 34,307.000 |
| Investment | |||||
| Partners | |||||
| 01/09/2015 | Limited | Acquisition | |||
| Edgbaston Investment |
1.5238 | 56,812.000 | 56,812.000 | ||
| Partners | |||||
| Limited | |||||
| 01/09/2015 | Edgbaston | Acquisition | 1.5238 | 18,937.000 | 18,937.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 15/09/2015 | Edgbaston | Acquisition | 1.4797 | 9,166.000 | 9,166.000 |
| Investment | |||||
| Partners Limited |
|||||
| 16/09/2015 | Edgbaston | Acquisition | 1.5752 | 47,840.000 | 47,840.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 17/09/2015 | Edgbaston | Acquisition | 1.5264 | 2,160.000 | 2,160.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 30/09/2015 | Edgbaston Investment |
Acquisition | 1,4714 | 285.000 | 285.000 |
| Partners | |||||
| Limited | |||||
| 30/09/2015 | Edgbaston | Acquisition | 1.4714 | 793.000 | 793.000 |
| Investment | |||||
| Partners | |||||
| Limited | |||||
| 01/10/2015 | Edgbaston | Acquisition | 1.5786 | 3,754.000 | 3,754.000 |
| Investment |
$\overline{\mathbf{5}}$
| Partners Limited |
|||||
|---|---|---|---|---|---|
| 01/10/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5786 | 10,445.000 | 10,445.000 |
| 02/10/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5724 | 2,480.000 | 2,480.000 |
| 02/10/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5724 | 6,898.000 | 6,898.000 |
| 15/10/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5449 | 9,181.000 | 9,181.000 |
| 15/10/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5449 | 9,181.000 | 9,181.000 |
| 15/10/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5449 | 9,179.000 | 9,179.000 |
| 16/10/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.56 | 101.000 | 101.000 |
| 16/10/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.56 | 101.000 | 101.000 |
| 16/10/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.56 | 100,000 | 100.000 |
| 19/10/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5601 | 2,607.000 | 2,607.000 |
| 19/10/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5601 | 2,607.000 | 2,607.000 |
| 19/10/2015 | Edgbaston Investment Partners Limited |
Acquisition | 1.5601 | 2,607.000 | 2,607.000 |
| 29/01/2016 | Edgbaston Investment Partners Limited |
Acquisition | 1.1987 | 7,345.000 | 7,345.000 |
| 29/01/2016 | Edgbaston Investment Partners Limited |
Acquisition | 1.1987 | 23,668.000 | 23,668.000 |
|---|---|---|---|---|---|
| 01/02/2016 | Edgbaston Investment Partners Limited |
Acquisition | 1.1905 | 1,674.000 | 1,674.000 |
| 01/02/2016 | Edgbaston Investment Partners Limited |
Acquisition | 1.1905 | 5,393.000 | 5,393.000 |
| $\underline{7}$ . Holder of relevant interest |
8. Registered ho lder of securities |
$\overline{a}$ Person entitled to be registered $118\,$ holder investment account |
10. Nature of relevant interest |
11. Class and number оf securities |
12. Person's votes |
|---|---|---|---|---|---|
| Edgbaston Investment Partners Limited |
Northern Trust Co (AVFC) |
Edgbaston Asian Equity Trust |
Voting and disposal power (s.608(1)(b)) and $s.608(1)(c)$ οf the Corporations Act). |
2,932,304 | 2,932,304 |
| Edgbaston Investment Partners Limited |
Northern Trust Co (AVFC) |
Edgbaston Asian Equity (Jersey) Trust |
Voting and disposal power (s.608(1)(b)) and $s.608(1)(c)$ οf the Corporations Act). |
752,305 | 752,305 |
Notes:
Edgbaston Investment Partners Limited ("Edgbaston") hereby informs you that on 1st February 2016, the Edgbaston Asian Equity Trust bought 5,393.000 shares of Fleetwood Corporation Limited ("Fleetwood") and the Edgbaston Asian Equity (Jersey) Trust bought 1,674 shares of Fleetwood bringing Edgbaston's total holdings in Fleetwood as of 1a February 2016 to 3,684,609 shares. It is our understanding that the total voting shares outstanding of Fleetwood is 61,039,412 bringing Edgbaston's aggregate ownership to a 6.04% level. This ownership calculation includes the number of shares held by each of the investment accounts / funds listed above. Edgbaston acts as the discretionary investment manager for each of the investment accounts / funds listed above and in that capacity, as of 1st February 2016, has the power to exercise or control the exercise of, a right to vote attached to, and dispose of, or control the exercise of a power to dispose of, the 3,684,609 Flectwood shares.
For your information, Edgbaston is a United Kingdom based investment adviser, which is registered with the Financial Conduct Authority in the United Kingdom and as an investment adviser with the Securities and Exchange Commission in the United States. Each of the investment accounts / funds listed above are managed by Edgbaston according to the same investment objectives and policies.
$\ddot{\phantom{a}}$
$\hat{\mathcal{A}}$
$\hat{\boldsymbol{\theta}}$
Signed by: Matthew Myles Date: 1st February 2016
Director, Edgbaston Investment Partners Limited