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FLEETPARTNERS GROUP LIMITED — Major Shareholding Notification 2020
Feb 12, 2020
64940_rns_2020-02-12_3c2aa093-a7c3-482b-8593-18c5e0c6d17b.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme:
Eclipx Group Limited
ACN/ARSN:
131 557 901
1. Details of substantial holder
Name: Mitsubishi UFJ Financial Group, Inc.
The holder ceased to be a substantial holder on: 10 February 2020 The previous notice was given to the company on: 12 February 2020 The previous notice was dated: 12 February 2020 The holder became aware on: 12 February 2020
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice |
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature
==> picture [88 x 30] intentionally omitted <==
Dated 13 February 2020
==> picture [61 x 8] intentionally omitted <==
Authorised signatory
Page 1 of 7
Annexure A
This is annexure A of 4 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 13 February 2020
==> picture [88 x 29] intentionally omitted <==
==> picture [53 x 7] intentionally omitted <==
Authorised signatory Dated 13 February 2020
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
546,858.22 | 327,362 G shares | 327,362 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
263.94 | 159 OrdinaryShares | 159 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
13.32 | 8 OrdinaryShares | 8 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
5.00 | 3 OrdinaryShares | 3 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
8,986.27 | 5,381 OrdinaryShares | 5,381 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
1,002.33 | 602 OrdinaryShares | 602 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
5.02 | 3 OrdinaryShares | 3 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
10,149.84 | 6,096 OrdinaryShares | 6,096 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
7,304.58 | 4,374 OrdinaryShares | 4,374 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
678.38 | 405 OrdinaryShares | 405 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
916.83 | 549 OrdinaryShares | 549 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
29,248.38 | 17,514 OrdinaryShares | 17,514 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
31.64 | 19 OrdinaryShares | 19 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
2,060.40 | 1,212 OrdinaryShares | 1,212 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
928.52 | 556 OrdinaryShares | 556 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
23,226.75 | 13,950 OrdinaryShares | 13,950 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
12,180.98 | 7,294 OrdinaryShares | 7,294 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
1,485.70 | 895 OrdinaryShares | 895 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
6,402.62 | 3,857 OrdinaryShares | 3,857 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
4,025.60 | 2,368 OrdinaryShares | 2,368 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
557.78 | 335 OrdinaryShares | 335 |
Page 2 of 6
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
9,827.20 | 5,920 OrdinaryShares | 5,920 |
|---|---|---|---|---|---|
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
2,555.10 | 1,530 OrdinaryShares | 1,530 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
577.88 | 345 OrdinaryShares | 345 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
14,785.23 | 8,827 OrdinaryShares | 8,827 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
318.97 | 191 OrdinaryShares | 191 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
7,906.00 | 4,720 OrdinaryShares | 4,720 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
1,021.14 | 617 OrdinaryShares | 617 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
919.36 | 544 OrdinaryShares | 544 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
507.00 | 300 OrdinaryShares | 300 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
504.00 | 300 OrdinaryShares | 300 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,438.99 | 854 OrdinaryShares | 854 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
431.80 | 254 OrdinaryShares | 254 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,666.24 | 1,016 OrdinaryShares | 1,016 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
2,151.37 | 1,273 OrdinaryShares | 1,273 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
2,921.79 | 1,734 OrdinaryShares | 1,734 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,424.51 | 853 OrdinaryShares | 853 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
119.35 | 70 OrdinaryShares | 70 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
64.60 | 38 OrdinaryShares | 38 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
974.10 | 573 OrdinaryShares | 573 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
2,020.44 | 1,192 OrdinaryShares | 1,192 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,561.23 | 913 OrdinaryShares | 913 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
5,583.12 | 3,246 OrdinaryShares | 3,246 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
4,614.63 | 2,755 OrdinaryShares | 2,755 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
103.70 | 61 OrdinaryShares | 61 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,420.25 | 853 OrdinaryShares | 853 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,127.27 | 669 OrdinaryShares | 669 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
78.89 | 46 OrdinaryShares | 46 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
514.50 | 300 OrdinaryShares | 300 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,132.32 | 672 OrdinaryShares | 672 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
186.45 | 110 OrdinaryShares | 110 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,768.00 | 1,040 OrdinaryShares | 1,040 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,132.32 | 672 OrdinaryShares | 672 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
29,940.40 | 17,612 OrdinaryShares | 17,612 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
4,704.52 | 2,792 OrdinaryShares | 2,792 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
786.24 | 468 OrdinaryShares | 468 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
3.40 | 2 OrdinaryShares | 2 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
2,810.47 | 1,663 OrdinaryShares | 1,663 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,433.04 | 853 OrdinaryShares | 853 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
622.64 | 362 OrdinaryShares | 362 |
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,428.78 | 853 OrdinaryShares | 853 |
Page 3 of 6
| 7/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Collateral returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 337,390 OrdinaryShares | 337,390 |
|---|---|---|---|---|---|
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
547,628.80 | 328,000 G shares | 328,000 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,148.96 | 668 OrdinaryShares | 668 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
4,781.16 | 2,796 OrdinaryShares | 2,796 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,043.63 | 605 OrdinaryShares | 605 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
336.98 | 203 OrdinaryShares | 203 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
345.69 | 207 OrdinaryShares | 207 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
1,328.25 | 805 OrdinaryShares | 805 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
1,143.61 | 691 OrdinaryShares | 691 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
2,463.93 | 1,471 OrdinaryShares | 1,471 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
117.08 | 70 OrdinaryShares | 70 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
8,550,000.00 | 5,000,000 Ordinary Shares |
5,000,000 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
24.90 | 15 OrdinaryShares | 15 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
1,626.80 | 980 OrdinaryShares | 980 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
978.20 | 584 OrdinaryShares | 584 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
392.24 | 237 OrdinaryShares | 237 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
5,543.56 | 3,223 OrdinaryShares | 3,223 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
317.90 | 187 OrdinaryShares | 187 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
4,013.37 | 2,347 OrdinaryShares | 2,347 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,324.79 | 777 OrdinaryShares | 777 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
347.55 | 210 OrdinaryShares | 210 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
147.07 | 89 OrdinaryShares | 89 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
7,460.25 | 4,350 OrdinaryShares | 4,350 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,850.22 | 1,082 OrdinaryShares | 1,082 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
672.03 | 393 OrdinaryShares | 393 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
1,267.07 | 761 OrdinaryShares | 761 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
9,473.62 | 5,707 OrdinaryShares | 5,707 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
8,062.65 | 4,715 OrdinaryShares | 4,715 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
5,725.08 | 3,348 OrdinaryShares | 3,348 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
372.90 | 220 OrdinaryShares | 220 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
54.72 | 32 OrdinaryShares | 32 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
816.00 | 480 OrdinaryShares | 480 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
2,009.17 | 1,214 OrdinaryShares | 1,214 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
137.78 | 83 OrdinaryShares | 83 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
1,648.35 | 990 OrdinaryShares | 990 |
Page 4 of 6
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
11,163.90 | 6,567 OrdinaryShares | 6,567 |
|---|---|---|---|---|---|
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
513.40 | 302 OrdinaryShares | 302 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
2,241.00 | 1,350 OrdinaryShares | 1,350 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
2,312.38 | 1,393 OrdinaryShares | 1,393 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
3,473.09 | 2,037 OrdinaryShares | 2,037 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
678.59 | 398 OrdinaryShares | 398 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
7,883.70 | 4,778 OrdinaryShares | 4,778 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
197.54 | 119 OrdinaryShares | 119 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
2,125.00 | 1,250 OrdinaryShares | 1,250 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
6,279.58 | 3,749 OrdinaryShares | 3,749 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
3,033.00 | 1,800 OrdinaryShares | 1,800 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
2,018.27 | 1,182 OrdinaryShares | 1,182 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
3.40 | 2 OrdinaryShares | 2 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
17,296.65 | 10,115 OrdinaryShares | 10,115 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,096.32 | 643 OrdinaryShares | 643 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
147.07 | 89 OrdinaryShares | 89 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
9,416.95 | 5,690 OrdinaryShares | 5,690 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
46,280.34 | 27,796 OrdinaryShares | 27,796 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
9,704.37 | 5,811 OrdinaryShares | 5,811 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
2,652.72 | 1,579 OrdinaryShares | 1,579 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
1,202.40 | 720 OrdinaryShares | 720 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
2,591.73 | 1,566 OrdinaryShares | 1,566 |
| 10/02/2020 | Mitsubishi UFJ Financial Group,Inc. | Collateral returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 488,881 OrdinaryShares | 488,881 |
Page 5 of 6
Annexure B
This is annexure B of 1 page referred to in Form 605, Notice of ceasing to be a substantial holder dated 13 February 2020
==> picture [88 x 29] intentionally omitted <==
Authorised signatory Dated 13 February 2020 The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and ELLERSTON CAPITAL LIMITED AS RESPONSIBLE ENTITY FOR ELLERSTON AUSTRALIAN MARKET NEUTRAL FUND |
| Transfer Date | 20200210; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailPrime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and INTEGRATED CORE STRATEGIES (ASIA)PTE LTD. |
| Transfer Date | 20200210; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailPrime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
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